Lead Compliance Auditor
4 hours ago
We are seeking a highly skilled Lead Compliance Auditor to join our team at Bank Of China (Hong Kong) Limited. As a key member of our Compliance Department, you will be responsible for conducting internal audit engagements related to Compliance / Anti-Money Laundering (AML) in the BOCHK Group and Southeast Asian subsidiaries/branches.
About the Role:- Conduct risk assessments, fieldwork, and reporting on AML compliance across the group and its subsidiaries
- Assist in organizing and managing Compliance/AML-related internal audits
- Evaluate the effectiveness of internal controls, identify root causes, and provide recommendations for improvement
- Collaborate with stakeholders to validate remediations and ensure compliance with regulations
- Degree or above in Accountancy, Finance, Economics, Statistics, Risk Management, or related disciplines
- Professional qualification of CPA/CIA or equivalent; CAMS, AAMLP is a plus
- Minimum 3 years of experience in Compliance/AML auditing; preferably in sizable financial institutions or well-known external audit/consultancy firms
- Familiarity with local and international banking laws, regulations, and standards in Hong Kong and Southeast Asia
- Basic knowledge of risk management frameworks, customer due diligence, screening, and sanctions compliance
- Excellent communication skills, proficiency in spoken and written Chinese and English, and good command of Mandarin
The estimated salary for this role is HKD 55,000 - HKD 75,000 per month, depending on qualifications and experience.
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