Lead Compliance Auditor

4 hours ago


Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time
Job Description:

We are seeking a highly skilled Lead Compliance Auditor to join our team at Bank Of China (Hong Kong) Limited. As a key member of our Compliance Department, you will be responsible for conducting internal audit engagements related to Compliance / Anti-Money Laundering (AML) in the BOCHK Group and Southeast Asian subsidiaries/branches.

About the Role:
  • Conduct risk assessments, fieldwork, and reporting on AML compliance across the group and its subsidiaries
  • Assist in organizing and managing Compliance/AML-related internal audits
  • Evaluate the effectiveness of internal controls, identify root causes, and provide recommendations for improvement
  • Collaborate with stakeholders to validate remediations and ensure compliance with regulations
Requirements:
  • Degree or above in Accountancy, Finance, Economics, Statistics, Risk Management, or related disciplines
  • Professional qualification of CPA/CIA or equivalent; CAMS, AAMLP is a plus
  • Minimum 3 years of experience in Compliance/AML auditing; preferably in sizable financial institutions or well-known external audit/consultancy firms
  • Familiarity with local and international banking laws, regulations, and standards in Hong Kong and Southeast Asia
  • Basic knowledge of risk management frameworks, customer due diligence, screening, and sanctions compliance
  • Excellent communication skills, proficiency in spoken and written Chinese and English, and good command of Mandarin
Compensation:

The estimated salary for this role is HKD 55,000 - HKD 75,000 per month, depending on qualifications and experience.



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