Associate - IPO Vetting Specialist

1 month ago


Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time
Company Overview:

Hong Kong Exchanges and Clearing Limited is a leading exchange and clearing house in Asia. We provide a platform for companies to list and raise capital, and for investors to buy and sell securities. Our mission is to connect, promote, and progress our markets and the communities they support for the prosperity of all.

Job Summary:
The IPO Vetting Department is responsible for processing applications for new equity listings, including transactions by listed companies deemed to be new listings, and processing pre-IPO enquiries relating to new equity listings. The successful candidate will provide support to a team manager in processing IPO applications, draft comment letters and department reports to the Listing Committee, and provide support for pre-IPO enquiries and IPO-related policy matters as assigned by supervisor.

Key Responsibilities:
  • Support a team manager in processing IPO applications
  • Draft comment letters and department reports to the Listing Committee
  • Provide support for pre-IPO enquiries and IPO-related policy matters as assigned by supervisor
Requirements:
  • Qualified accountants/lawyers or university graduates of other relevant disciplines with at least 3 years working experience in accounting, law, corporate finance, investment banking, or a related field
  • Experience that demonstrates knowledge of the Listing Rules and knowledge of the securities industry and its practices, including securities laws and accounting practices
  • Good interpersonal and presentation skills and knowledge of research, investigative techniques, and procedures
  • Good command of written and spoken English and Chinese. Proficiency in Putonghua is essential
HKEX is committed as an Equal Opportunity Employer. Diversity is one of our core values, and we look to support, respect diverse perspectives, abilities, culture, and experiences within our workplace.

Location:
Hong Kong Exchanges and Clearing Limited - Exchange Square

Shift:
Standard - 40 Hours (Hong Kong SAR)

Scheduled Weekly Hours:
40

Worker Type:
Permanent

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