Compliance Assurance Senior Principal

3 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China AIA International Limited. Full time
About the Role

We are seeking a seasoned Compliance Assurance professional to join our team at AIA International Limited. As a key member of our Compliance function, you will play a critical role in ensuring the effectiveness of our compliance controls and recommending necessary control improvements.

Key Responsibilities:
  • Develop and maintain a suitable compliance assurance framework that takes into account material compliance risks, internal and external reviews, resourcing, and business activities.
  • Develop procedures and methodologies for the execution of compliance assurance activities in a consistent and objective manner.
  • Engage with collaborators to implement compliance assurance activities and develop reports or memoranda outlining areas for improvement and provide recommendations.
  • Track, validate, and report on the completion of remediation activities.
  • Implement special reviews on compliance risk areas as assigned by the Head of Compliance.
Requirements:
  • Proven experience as a compliance professional in a financial institution, with at least 12 years of relevant experience.
  • Qualified as a professional accountant (e.g., CPA).
  • Strong knowledge of industry compliance assurance practices.
  • Good knowledge in Hong Kong and Macau insurance and pension-related regulations, or the ability to quickly acquire the knowledge.
  • Possesses an analytical mentality with excellent organizational skills.
  • Outstanding communication and interpersonal abilities.
  • Attention to detail.
  • Demonstrated ability to influence peers and senior management on compliance risk issues.


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