Senior Compliance Officer

Job DescriptionWe are seeking a highly skilled AML Compliance Officer to join our team at Bank of China (Hong Kong) Limited. As an AML Compliance Officer, you will be responsible for implementing and conducting KYC due diligence processes, monitoring and managing AML/CFT risk, analyzing relevant cases, and providing compliance-related trainings.Key...

At IGNITE RECRUITMENT HONG KONG LIMITED, we are seeking a highly skilled Compliance Officer Lead to join our team.About the RoleThe Compliance Officer Lead will be responsible for managing a team of compliance professionals to oversee the Bank's Anti-Money Laundering (AML) and Compliance function.This includes:Acting as the s72B manager of the AML &...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

About the PositionWe are seeking a highly skilled and experienced individual to join our team as Vice President, Compliance 2nd Level Control, Asia Pacific. The successful candidate will be responsible for managing compliance risks in the region, developing and implementing a risk-based control plan, supervising and delivering compliance reviews, and...

As the Compliance and Risk expert in the Hong Kong office,  you will cover all aspects of conflict checks, analysis and AML.  Key responsibilities include:Managing the day to day conflict checks and analysis Being in charge of any ad hoc projects for Compliance in Hong Kong Reviewing database searches to ensure accuracy and completeness. Analyzing cases...

Key ResponsibilitiesRegulatory Compliance: Monitor and ensure compliance with all relevant regulations, including SEC, FINRA, and other applicable laws related to fixed-income investments. Policy Development: Develop, implement, and maintain compliance policies and procedures for fixed-income products, ensuring they align with industry standards and...

Cornerstone Global Partners is committed to upholding the highest standards of compliance in our industry.We are seeking an experienced Compliance Officer Lead to join our team and play a key role in ensuring our firm remains compliant with all relevant regulations.About This RoleThis is an exciting opportunity for a seasoned compliance professional to take...

About the Role:As a Compliance Officer, you will play a critical role in ensuring that our clients' companies are compliant with all relevant laws and regulations. You will be responsible for reviewing and updating company secretarial records, preparing meeting materials, and ensuring that all necessary filings are completed in a timely manner.Key...

ResponsibilitiesProvide strategic guidance to businesses in the APAC region on regulatory matters, including conflicts of interest, confidentiality, securities trading, gifts and entertainment questions, outside business interests, recordkeeping, licensing, and regulatory disclosures.Serve as a subject matter expert on key Compliance risks for the APAC...

VP, Compliance Product Officer - GCB Apply remote type Hybrid locations Kowloon Hong Kong time type Full time posted on Posted 2 Days Ago job requisition id 24816174 Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you'll have the opportunity to expand your skills and make a difference...

Responsibilities:Conduct investigation on compliance and red flags, liaise and report suspicious case to Securities and Futures Commission (SFC), Joint Financial Intelligence Unit (JFIU) and other law enforcement units on reasonable grounds; Address response to enquiries and requests from regulators (e.g. SFC), securities exchange (e.g. HKEX), and other law...

Job SummaryLarson Maddox is seeking a seasoned Compliance Officer to join our team in Hong Kong. As the APAC Hedge Fund Compliance Officer, you will play a critical role in ensuring adherence to regulatory requirements and promoting a culture of compliance within our organization.About UsWe are a leading hedge fund based in Hong Kong, dedicated to providing...

About the Job:This exciting opportunity is part of our international team in HK, Hong Kong. As a Financial Administrator, you will play a crucial role in managing the company's finances and ensuring compliance with local regulations.Your Key Responsibilities:Manage vendor relationships and maintain accurate records of all transactions.Prepare monthly journal...

Compliance Officer:Captar Partners is seeking a Private Banking Compliance Officer to join their team. The ideal candidate will have experience in operational risk management and a strong understanding of regulatory requirements.Key Responsibilities:Ensure compliance with regulatory requirements.Identify potential compliance or operational risks or...

We are seeking a Compliance Officer - Auditing to join our team at the Accounting and Financial Reporting Council (AFRC). As a key member of the Policy, Registration and Oversight Department, you will play a crucial role in ensuring compliance with auditing standards and regulations.Your responsibilities will include:Reviewing and processing applications and...

Job Description Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible for providng compliance coverage to the CICC group of companies (the "Firm") for its Equities, FICC and Wealth Management business activities conducted from Hong Kong, with a focus on the sales and trading business activities across products. Key...

Job Title: Senior Office ManagerWe are seeking a highly skilled and experienced Senior Office Manager to join our team at ALL-STAR AGENCY.About the Role:The successful candidate will oversee the daily operations of the office administration team, ensuring efficient management of reception, mail, and support services.This role involves leading and managing a...

About Meitu Inc.We are an AI-driven technology company that combines art and technology to create innovative products. Founded in 2008, we have grown to become a global leader in the industry, with over 258 million monthly active users globally. Our mission is to advance digitalization through related solutions, leveraging AI in every aspect of our...

Are you looking for a challenging opportunity to lead our banking operations and drive business growth?About the RoleWe are seeking a Senior Executive Officer to join our senior management team and oversee our banking operations.As a key member of our team, you will be responsible for developing and implementing growth strategies to enhance service delivery...

**Compliance Role Overview**This senior compliance role is responsible for supporting the implementation of compliance objectives by relevant Business Units (BUs) through setting / reviewing policies and procedures for adherence to applicable legal and regulatory requirements.The ideal candidate will have good exposure to dealing with regulatory matters and...