APAC Research Supervisory Analyst – Compliance

4 days ago


Hong Kong Island, Hong Kong SAR China JPMorgan Chase & Co. Full time

A leading global financial institution is seeking a Supervisory Analyst for their Asia Pacific team in Hong Kong. This role involves ensuring compliance and quality of research products while collaborating across regions. Key responsibilities include supervisory review of research, ensuring compliance with regulations, and editing research products. Candidates must have at least 6 years of experience, be FINRA Series 16 certified, and proficient in Word, Excel, and PowerPoint. This offers a dynamic and supportive work environment.#J-18808-Ljbffr



  • Hong Kong Island, Hong Kong SAR China JPMorgan Chase & Co. Full time

    At J.P. Morgan, we offer an exciting opportunity to join our Asia Pacific Supervisory Analyst team. As a key member, you will ensure compliance and quality in our research products, contributing to our global impact. This role offers career growth and the chance to work in a dynamic, supportive environment. As a Supervisory Analyst in the Asia Pacific...

  • Junior Compliance

    2 weeks ago


    Hong Kong Island, Hong Kong SAR China JAST Compliance Limited Full time

    A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...

  • Senior Analyst

    2 weeks ago


    Hong Kong Island, Hong Kong SAR China JAST Compliance Limited Full time

    Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....


  • Hong Kong Island, Hong Kong SAR China Medison Pharma Full time

    Medison offers hope to patients suffering from rare and severe diseases, by forming partnerships with emerging biotech companies to accelerate access to highly innovative therapies in international markets. As the creator and leader of the global partnership category in the pharma industry, we strive to be Always Ahead and work relentlessly to bring therapy...


  • Hong Kong Island, Hong Kong SAR China CLSA Full time

    Lead Business Analyst, Research Publishing, IT Join to apply for the Lead Business Analyst, Research Publishing, IT role at CLSA Lead Business Analyst, Research Publishing, IT 1 day ago Be among the first 25 applicants Join to apply for the Lead Business Analyst, Research Publishing, IT role at CLSA Get AI-powered advice on this job and more exclusive...


  • Hong Kong Island, Hong Kong SAR China 国泰君安国际 Guotai Junan International Full time

    2 days ago Be among the first 25 applicants Job Description• Conduct in-depth research and analysis of the Web3 industry, focusing on crypto and stablecoins to uncover potential investment opportunities. Job Description• Conduct in-depth research and analysis of the Web3 industry, focusing on crypto and stablecoins to uncover potential investment...


  • hong kong, Hong Kong SAR China Smith & Associates Full time

    Talent Acquisition, Employer Branding, Policy Review, Training & Rewards Across East Asia We are seeking a detail-oriented Compliance Analyst to join our APAC team. Reporting to the VP, Global Supply Chain Assurance, this role will focus on compliance due diligence and risk assessments across the supply chain, ensuring regulatory and internal compliance...


  • hong kong, Hong Kong SAR China Ares Management Full time

    Senior Associate, Control Room Compliance, APAC Join to apply for the Senior Associate, Control Room Compliance, APAC role at Ares Management Corporation Senior Associate, Control Room Compliance, APAC Join to apply for the Senior Associate, Control Room Compliance, APAC role at Ares Management Corporation Over the last 20 years, Ares’ success has been...


  • Hong Kong Island, Hong Kong SAR China Guidepoint Full time

    Director of Equity Research (Financial Services) Join to apply for the Director of Equity Research (Financial Services) role at Guidepoint 5 days ago Be among the first 25 applicants OVERVIEW: This is a senior level role to maximize commercialization of the Insights product in Greater China and the APAC region. You will work closely with firm leadership on...


  • Hong Kong Island, Hong Kong SAR China Kroll Full time

    Join to apply for the Analyst, Compliance Consulting role at Kroll Join to apply for the Analyst, Compliance Consulting role at Kroll Get AI-powered advice on this job and more exclusive features. Kroll’s Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with...