Analyst, Compliance Consulting

Join to apply for the Analyst, Compliance Consulting role at Kroll Join to apply for the Analyst, Compliance Consulting role at Kroll Get AI-powered advice on this job and more exclusive features. Kroll’s Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape. As an Analyst you will embody drive, embrace change and take risks. You will be innovative and solve problems in our Compliance Consulting business.Day-to-day ResponsibilitiesManaging a portfolio of clients regulated by the SFC and other global regulators Drafting compliance manuals and other compliance documentation for clients Establishing and maintaining the compliance infrastructure for clients Undertaking periodic compliance monitoring reviews at client premises Prepare and refine audit procedures for the conduct of audit engagements/projects across APAC Execute audit procedures to assess, design and operating effectiveness of internal controls Prepare written audit reports by drafting audit issues and recommendations on the review results of audit engagements/projects Drafting and/or reviewing regulatory reports and returns Essential TraitsProven experience in a compliance role, for example within an SFC regulated firm or a compliance consultancy practice Good understanding of the financial services industry i.e. asset management and broking sectors Strong English oral and written communication skills Risk tolerant and comfortable in a rapidly changing environment Legal or audit background would be useful Excellent written and verbal communication skills that help represent diverse communities About KrollJoin the global leader in risk and financial advisory solutions—Kroll. With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As a part of One Team, One Kroll, you'll contribute to a collaborative and empowering environment, propelling your career to new heights. Ready to build, protect, restore and maximize our clients’ value? Your journey begins with Kroll.Kroll is committed to equal opportunity and diversity, and recruits people based on merit.In order to be considered for a position, you must formally apply via careers.kroll.com.Seniority level Seniority level Entry level Employment type Employment type Full-time Job function Job function Legal Industries Business Consulting and Services Referrals increase your chances of interviewing at Kroll by 2x Sign in to set job alerts for “Compliance Analyst” roles. AVP/Senior Associate/ Associate, Investigations (Anti-Scam), Legal, Compliance & Secretariat (Assistant / Deputy) Compliance Manager (Compliance Review) Hong Kong, Hong Kong SAR HK$1,000,000.00-HK$1,000,000.00 1 week ago Officer Trainee – Compliance (Ref: CO-OTCP) Compliance Senior Specialist-Hong Kong SAR Global Markets Regulatory Compliance Trainee (One Year Contract) Compliance Specialist - Global Hedge Fund - Exceptional comp, benefits + hybrid working AML Compliance Manager (FCC Regtech & Transformation Section) - Financial Crime Compliance Assistant Manager/ Manager – Regulatory & Compliance Officer, Financial Crime Compliance – 1 year contract Hong Kong, Hong Kong SAR $36,000.00-$70,000.00 1 month ago Assistant Manager to Deputy Manager, General Compliance (Compliance and Legal ASSO, Surveillance and Trading Compliance Team, Legal and Compliance Wan Chai District, Hong Kong SAR 2 days ago Contract - Associate / Senior Associate - Financial Crime Compliance - Hong Kong ) We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI. #J-18808-Ljbffr