Operation Officer

A financial services company in Hong Kong is seeking a Responsible Officer to handle Type 1, 4 & 9 regulated activities. You will ensure compliance with SFC regulations, oversee daily operations, and lead change initiatives. The ideal candidate will have a Bachelor’s degree in Finance or Economics, be currently accredited by the SFC, and possess around 5...

Role as Responsible Officer: Serve as the designated RO for Type 1, 4 & 9 regulated activities, performing all required managerial and supervisory functions under SFC standards. Type 1/4/9 License Application: Assist the company in the application process for the license. Compliance Oversight: Ensure full compliance with all applicable SFC rules and...

Responsible Officer (Type 1, 4, 9) Junior Position Role as Responsible Officer: Serve as the designated RO for Type 1, 4 & 9 regulated activities, performing all required managerial and supervisory functions under SFC standards. Type 1/4/9 License Application: Assist the company in the application process for the license. Compliance Oversight: Ensure full...

A leading financial services firm in Hong Kong is seeking a Responsible Officer (Type 1, 4, 9) for a junior position. The successful candidate will oversee compliance with SFC regulations, manage daily operations, and assist with license applications. With around 5 years of experience in financial services and a bachelor's degree in Finance or Economics,...

Operations Officer/ Assistant Operations Officer Provide various sales support services in our daily operations, such as account opening, insurance/QDAP proposal generation, fund switching/surrender requests, forms preparation and update, AML checking, report distribution and filing, etc., between our sales and business partners and product providers. Handle...

Operations Officer / Senior Operations Officer (Onboarding/ KYC) Sheung Wan, Central and Western District, HK Key Responsibilities Manage the customer onboarding and KYC workflow for institutional clients Review and validate client information, supporting documents, and risk profiles during initial setup and scheduled reviews Assess client data to highlight...

Operations Assistant/Officer We are seeking a detail-oriented Operations Assistant/Officer to join our dynamic team. In this role, you will play a pivotal part in ensuring seamless client onboarding, compliance adherence, and operational efficiency. This is an excellent opportunity for professionals looking to grow their career in the insurance/financial...

Join to apply for the Operation Officer (Settlement) role at Bank of China (Hong Kong) . 3 days ago Be among the first 25 applicants. Responsibilities: Handle day-to-day settlement and operational support in areas such as Derivatives (Swaps, OTC Options, Structured products), FX, Money Market, and Bonds. Participate in new product or system upgrade projects,...

Job Position: Chief Operating Officer Contract Term: 3 years Key Responsibilities: Reporting and be responsible to the Council (in particular to the President and the Office Bearers) and all members of HKIA, the COO is the leading administrator of the secretarial and supporting team of the Institute. The duties include but not limited to: Manage, monitor and...

Operations Officer / Senior Operations Officer (Custody) (Shift Working) Custody and maintain the required digital assets liquidity across the exchange Monitor and operate the Operations Console and various systems or platforms. Implement policies regarding regulatory requirements to effectively manage the key risks Conduct reconciliation client deposits &...