Operations Specialist: Finance, Compliance

Responsibilities Policy & Procedure Development : Draft, review, and finalise company policies, SOPs, and guidelines specific to Money Lender Ordinance, AML/CFT compliance, credit assessment procedures, loan documentation standards, and KYC/EDD processes. Regulatory Alignment & Documentation : Ensure all policies align with Hong Kong Money Lender Ordinance...

We are looking for a detail-oriented Compliance Specialist to support the merchant onboarding process by conducting thorough compliance checks. In this role, you will review merchant applications, verify documentation, and ensure adherence to regulatory and internal policies—helping new merchants join our platform quickly and compliantly. Key...

We are looking for an experienced Compliance Operation Specialist to join a high-growth fintech/crypto business. This is a business-facing role that combines regulatory expertise with risk assessment capabilities and the ability to translate complex requirements into practical guidance for stakeholders across internal teams. You will act as the primary point...

Compliance Specialist - Global Investment Management Firm Ashford Benjamin is partnering with a global asset management firm on an exciting Compliance Specialist opportunity with a focus on Marketing and Distribution Compliance. This is a great role for mid‑senior level professionals with asset management compliance experience, minimally 7 years of...

A financial services company in Hong Kong is seeking a full-time AML Specialist to conduct AML controls, provide staff training, and develop relevant policies. The ideal candidate should have a degree in Business Administration or a related field, with at least one year of experience in AML. Benefits include a 5-day work week, year-end bonus, and employee...

We are seeking a highly motivated Operations Specialist to join our team in Central, Hong Kong. Reporting directly to the COO, this role is critical in ensuring smooth operational processes across finance, compliance, and human resources. The successful candidate will play a key role in supporting the firm’s investment activities in both Web3 and...

A financial services firm in Hong Kong seeks a Compliance Specialist to assist in creating and maintaining compliance policies. Responsibilities include monitoring new regulations, advising various units on compliance matters, and preparing reports for management. Candidates should have a degree in a relevant field, experience in regulatory compliance is...

Join to apply for the FCC Compliance Specialist role at Bank of Singapore, Asia's Global Private Bank 5 days ago | Be among the first 25 applicants Bank of Singapore opens doors to new opportunities. At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness....

A financial services firm in Hong Kong is seeking a detail-oriented Operations Assistant/Officer to enhance client onboarding and compliance processes. The role includes delivering excellent customer service, processing insurance applications, maintaining client records, and ensuring operational compliance with regulatory requirements. Candidates should have...

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....