Risk & Compliance Associate – Senior Officer / Officer

Senior Client Onboarding Officer Company: Compliance Commit Consulting Ltd, a Type 1&2 broker headquartered in Europe. Job Duties Reports directly to the Onboarding Team Lead located in Europe. Manage the client onboarding process. Manage and facilitate comprehensive client due diligence (CDD) and conduct Enhanced Due Diligence (EDD) on complex cases,...

Opportunity for candidates without relevant experience to establish a career in the financial compliance field Promotion prospect will be offered to good performers to the role of Assistant Compliance Consultant Job Responsibilities Assisting compliance consultants to handle filings with the regulators e.g. Securities and Futures Commission Handling...

A financial services company in Hong Kong is seeking an Associate / Analyst for their Middle Office team focused on equities. Responsibilities include account management, risk and compliance support, and client assistance. The ideal candidate should hold a degree in Finance or a related field, have 2 years of experience in middle office functions, and be...

Senior Compliance Officer / Compliance Officer Manage SFC licensing matters, including but not limited to delisting and relisting applications. Support the handling of regulatory investigations and surveys received from regulators. Coordinate internal and external CPT monitoring activities. Review third-party deposit and withdrawal applications from business...

Chief Compliance Officer / Senior Compliance Officer Develop, implement, and maintain a comprehensive enterprise-wide compliance management framework. Ensure compliance with all relevant laws, including the HKMA's guidelines, AMLO (AML/CFT), Personal Data (Privacy) Ordinance, and SFC guidelines. Act as the Money Laundering Reporting Officer (MLRO) for the...

Compliance Administrator Location: Sheung Wan, Central and Western District, HK Responsibilities Responsible to conduct risk-based investigations on transaction monitoring alerts, ensuring that the records of the investigation work undertaken are maintained accurately and concisely; Reviewing the clients’ profile, previous transactions as well as open...

Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Risk and...

A financial services company in Hong Kong is seeking a motivated Manager/Senior Associate to join their Risk Management Department. The ideal candidate will prepare risk management reports, support risk identification, and monitor compliance across the bank. Applicants should possess a university degree in relevant fields, at least 5 years of banking...

A listed company in Hong Kong is seeking a Chief Risk Officer to lead the enterprise risk management function. The role involves developing risk policies, coordinating with business units for compliance, and reporting risk information to senior management and the Board. The ideal candidate has 8+ years in risk management, preferably in general insurance, and...

A banking institution in Hong Kong is seeking a Senior Associate / Associate to support compliance and risk management for their Branch. The candidate will assist in managing compliance functions, conduct reviews, and monitor regulatory changes. Ideal candidates will have a degree in Law, Accounting, or Finance, with at least 2 years of relevant experience...