Chief Compliance Officer/Senior Compliance Officer

Opportunity for candidates without relevant experience to establish a career in the financial compliance field Promotion prospect will be offered to good performers to the role of Assistant Compliance Consultant Job Responsibilities Assisting compliance consultants to handle filings with the regulators e.g. Securities and Futures Commission Handling...

A financial compliance firm in Hong Kong is offering an opportunity for candidates without relevant experience to establish a career in the financial compliance field as an Assistant Compliance Consultant. The role encompasses assisting compliance consultants with regulatory filings, handling administrative tasks, and developing training materials. Good...

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...

Group Chief Compliance Officer About the Opportunity: We are a leading global payments and financial technology platform, experiencing rapid growth across international markets. We are seeking an accomplished Senior Director of Compliance to build and lead our global compliance strategy. This is a high-impact role for someone passionate about shaping the...

Senior Client Onboarding Officer Company: Compliance Commit Consulting Ltd, a Type 1&2 broker headquartered in Europe. Job Duties Reports directly to the Onboarding Team Lead located in Europe. Manage the client onboarding process. Manage and facilitate comprehensive client due diligence (CDD) and conduct Enhanced Due Diligence (EDD) on complex cases,...

A leading financial institution in Hong Kong is seeking a Chief Risk and Compliance Officer to oversee the risk function, manage compliance frameworks, and ensure strategic risk communication. The ideal candidate has extensive banking experience, a strong grasp of credit and operational risks, and excellent leadership skills. This position demands a...

A listed company in Hong Kong is seeking a Chief Risk Officer to lead the enterprise risk management function. The role involves developing risk policies, coordinating with business units for compliance, and reporting risk information to senior management and the Board. The ideal candidate has 8+ years in risk management, preferably in general insurance, and...

A leading Web3 company is seeking a Chief Compliance Officer located in Hong Kong. The role involves formulating compliance strategies and advising the management team on regulatory affairs. Candidates should hold a degree in Law or related fields, with at least 8 years of relevant experience, preferably in digital assets and payment sectors. Proficiency in...

A financial services consulting company based in Hong Kong is seeking a Compliance Consultant to provide ongoing compliance advice to clients, assist with on-boarding procedures such as AML and KYC, and handle regulatory inquiries. The ideal candidate will have a minimum of 3 years' experience in compliance, familiarity with legislation, and fluency in...

About the job Chief Compliance Officer - Web3 Company CCO - Hong Kong Stablecoin Issuer Role Help formulate the strategy with regulator Co-lead the discussion with the regulatoralong with the founder Act as advisor to the management team on general compliance, regulatory, financial crime, AML and KYC Monitor regulatory changes and industry developments to...