AVP, Market Surveillance

Join to apply for the AVP, Risk Surveillance Analyst role at OCBC 1 week ago Be among the first 25 applicants Join to apply for the AVP, Risk Surveillance Analyst role at OCBC Get AI-powered advice on this job and more exclusive features. Who We AreAs Singapore’s longest established bank, we have been dedicated to enabling individuals and businesses to...

Associate/AVP - Market Surveillance & Monitoring Add expected salary to your profile for insights Rule Enforcement : Conduct inspections, annual attestations, and thematic reviews Market Education : Organize seminars, roundtables, and publish compliance bulletins Reporting & Analytics : Prepare presentations and use data tools for insights System Testing :...

A global financial services group is seeking a Trade Surveillance Trainee in Hong Kong. You'll join the Capital Market Surveillance team, focusing on monitoring trading transactions to identify potential market abuse. This role serves as an excellent entry point into compliance practices within a leading organization. Required qualifications include a...

A leading financial market operator in Hong Kong is seeking an Associate/AVP for Market Surveillance & Monitoring. This role involves conducting inspections, organizing market education, and engaging with stakeholders to ensure regulatory compliance. Candidates should have a degree in finance, law, or a related field and at least 3 years of experience in...

Responsibilities Hong Kong serves as the regional Compliance hub, with 100+ professionals organized into specialized teams. As a Trade Surveillance Trainee, you will be part of the Capital Market Surveillance team (CMS), supporting the monitoring of trading transactions to identify potential market abuse by clients or in-house traders while ensuring...

Regulatory Reporting and Surveillance -AVP/ VP Lead and execute timely, accurate regulatory transaction and position reporting across APAC (HKMA, MAS, ASIC, SEBI, etc.) for equities and fixed income Own APAC regulatory reporting processes (trade repositories, SEBI, QFII, short position reporting) and act as subject-matter expert Maintain and enhance control...

A leading financial institution in Hong Kong is seeking an Assistant Vice President for Market Surveillance & Monitoring. The role involves ensuring compliance with market regulations through real-time monitoring, conducting inspections, and collaborating with regulators. Ideal candidates will have at least 7 years of experience in related fields and possess...

Overview Join to apply for the Surveillance Developer - AVP role at Jefferies. Jefferies is expanding its global footprint and seeking a highly skilled Data Engineer at the AVP level with expertise in cloud-based database development, particularly using AWS, Snowflake, and Python. The role is based in Hong Kong and involves working on Compliance & Regulatory...

Our client, a global investment manager, is seeking a Market Surveillance professional to monitor trading activity, detect potential market abuse and support regulatory compliance. You will work closely with Compliance, Risk, Trading, and Technology teams to strengthen surveillance processes and governance. What you’ll do: Monitor trading across multiple...

Our client is a leading global financial services institution with a strong presence across Asia, Europe, and the Americas. They are seeking an Assistant Manager, Market Surveillance to join its Asia‑Pacific Market Surveillance team based in Hong Kong. This team plays a critical role in ensuring the integrity of markets and adherence to global and local...