Senior Compliance Leader, Banking

A leading banking corporation in Hong Kong is seeking a Compliance Officer to ensure adherence to regulatory standards and advise on internal controls. The ideal candidate will hold a Bachelor's degree in Accounting or Laws and possess a minimum of 5 years of experience in the banking industry. Responsibilities include reviewing policies, advising on product...

A corporate consultancy firm in Hong Kong is seeking an experienced compliance manager to lead AML/CFT programs. The successful candidate will be responsible for advising senior management and ensuring compliance with relevant laws. Candidates must possess a degree in Law, Accounting, or Business Administration with over 8 years of experience in the banking...

A leading global private bank is searching for a Regulatory Affairs & Central Compliance Senior Manager in Hong Kong. This role involves overseeing compliance issues and ensuring adherence to HKMA/SFC regulations. The ideal candidate has over 8 years of experience in regulatory affairs compliance within banking, excellent communication skills, and a...

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....

A leading banking institution in Hong Kong seeks a Deputy Head for the Legal and Compliance Department. The candidate will provide compliance advice, liaise with local regulators, and formulate compliance policies. Required are at least 10 years of banking compliance experience, a Bachelor's degree, and proficiency in English and Chinese. Strong leadership...

A prestigious banking institution in Hong Kong is seeking a seasoned professional to lead their Private Banking division. The ideal candidate should have 8 to 10 years of experience, including a minimum of 3 to 5 years in a management role. Responsibilities include developing sales strategies and managing client portfolios. Proficiency in English and...

A prominent banking institution in Hong Kong is seeking an experienced AML and Fraud Risk Management leader. This role involves overseeing the transaction monitoring team, developing robust AML policies, and ensuring compliance with regulations. Candidates should have over 8 years of experience, including 3 years in a managerial role, and possess strong...

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...

A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...

Team Leader Treasury Operations – Hong Kong Operations Group Oversee daily treasury operations including cash flow management, funding, FX settlements, and money market transactions. Manage exchange positions, reconciliation, and periodic regulatory reporting in compliance with HKMA requirements and internal policies. Liaise with external counterparties,...