Sponsor Principal – Executive Director

2 weeks ago


Hong Kong Island, Hong Kong SAR China Caitong Securities (Hong Kong) Co., Limited Full time

Responsibilities Supervise the execution of corporate finance transactions including IPOs, financial advisory, takeovers, mergers and acquisitions and other fund raising activities; Manage corporate finance transactions which include due diligence work, record keeping, internal compliance work and coordination and management of other professional parties on the transactions; Communicate with clients, professional parties and the regulators including the Stock Exchange and the SFC; Assist the department head to manage corporate finance transactions which include internal approvals and compliance work; Work independently in the origination/evaluation of potential deals, marketing initiatives, and management of client relationship. Qualifications Degree holder in accounting, finance, or law in a reputable university is preferred. MBA, CPA and/or CFA is highly preferred; SFC Type 1 and Type 6 RO licenses; An existing sponsor principal of your current employer or possess the eligibility criteria including the required experiences and qualification to apply for sponsor principal license; More than 5 years' relevant HK IPO / corporate finance experience with proven track record of supervising / managing IPO and financial advisory deals; Sound knowledge in the Listing Rules, Takeovers Code and other relevant rules and regulations; Good command of Mandarin Chinese and English. We offer competitive remuneration package & career prospects to the right candidate. Interested parties please apply with resume showing availability, current and expected salaries by quick bottom. Website: (Personal data collected will be kept confidential and used for recruitment purpose only) #J-18808-Ljbffr



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