SFC Responsible Officer – Tokenized Funds

Our client is a newly incorporated company aiming to apply for an SFC license to conduct Type 4 and Type 9 regulated activities in Hong Kong (not holding client assets, PI only). They plan to manage private fund investing in tokenized products. Currently, they are seeking 1 Responsible Officer to join their team. Candidates with experience in asset...

A financial services company in Hong Kong is seeking Responsible Officers to lead SFC Type 1, 4, and 9 regulated activities. The role entails overseeing daily operations and ensuring compliance with applicable regulations. Candidates must have a relevant degree and be accredited by the SFC with experience in OTC products and fund management. Proficiency in...

About Client: Our client is a well-established and rapidly growing financial services group with a significant focus on alternative investments. We are dedicated to excellence, innovation, and maintaining the highest standards of regulatory compliance and client service. As part of our strategic expansion in the Asia‑Pacific region, we are seeking a highly...

A leading financial services firm in Hong Kong is seeking a Responsible Officer to oversee daily operations involving SFC Type 9 regulated activities. The ideal candidate should have a Bachelor's degree in Finance or Economics, hold an SFC Responsible Officer license, and possess a minimum of 5 years' experience in asset management. Responsibilities include...

Responsible Officer (SFC) Assist SFC license application in preparing and setting up process, operations and infrastructure of the firm. Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm. Manage daily operations to ensure full regulatory compliance. Comply with all applicable laws, rules...

A fast-growing Alternative Investment asset manager in Hong Kong is seeking an experienced Responsible Officer to oversee SFC Type 9 regulated activities. In this senior role, you will manage compliance, governance, and operational excellence, ensuring successful fund establishment and accurate disclosures. The ideal candidate will possess a current SFC Type...

A leading financial services firm in Hong Kong is searching for a skilled SFC Responsible Officer (Type 1, 4 & 9) to oversee regulatory compliance and support business growth. The ideal candidate will possess a deep understanding of SFC regulations and demonstrated leadership in compliance roles. Responsibilities include managing trading operations and...

Founded in 2015, ZMF is the financial flagship of Hand Yu Group, a comprehensive enterprise in Hong Kong. The company's core positioning is professional investment and financing. Among its associated entities, ZMF is a licensed institution of the Hong Kong Securities and Futures Commission (holding Type 1, 4, and 9 licenses). ZMF’s Independent Portfolio...

A financial services firm in Hong Kong is seeking a Responsible Officer (SFC Type 4, 9) & Head of Operations. The role involves developing compliance policies, managing regulations, and supervising fund operations. The ideal candidate must be accredited as a Responsible Officer, have at least 3 years of experience in the financial services sector, and...

Company Overview Eddid Securities and Futures Limited (Eddid Securities and Futures) is a core member of the Eddid Financial Group. The company was incorporated in Hong Kong in 2015 and operates as a leading new first‑line internet licensed brokerage firm. It holds regulated activity licenses (types 1, 2, 3, 4, 5, 6, 9) issued by the Hong Kong Securities...