SFC Responsible Officer — Funds Compliance Lead

SFC Responsible Officers (RO) (Virtual Asset Management / Trading) RO of SFC Type (1/2/3/4/5/6/7/8/9/10) Responsible Officers (RO) 1.1 Job Highlights Virtual Asset Management / Virtual Currency Trading related experience preferred Current holders of unconditional RO preferred Current Rep with enough experience considered Min 3 years industry experience Full...

A financial management company in Hong Kong seeks a Responsible Officer to oversee Type 1, 4, and 9 regulated activities. The role involves managing daily operations, ensuring compliance with regulations, and leading deal flows. The ideal candidate holds a current SFC Responsible Officer license and has at least 3 years of relevant experience in brokerage...

A financial services company in Hong Kong is seeking Responsible Officers to lead SFC Type 1, 4, and 9 regulated activities. The role entails overseeing daily operations and ensuring compliance with applicable regulations. Candidates must have a relevant degree and be accredited by the SFC with experience in OTC products and fund management. Proficiency in...

A financial services firm in Hong Kong is seeking a qualified SFC Responsible Officer to oversee regulatory compliance in virtual asset management and trading. The ideal candidate will have at least 5 years of relevant experience in asset management, preferably with a current SFC license. Strong analytical, leadership, and interpersonal skills are essential,...

About Client: Our client is a well-established and rapidly growing financial services group with a significant focus on alternative investments. We are dedicated to excellence, innovation, and maintaining the highest standards of regulatory compliance and client service. As part of our strategic expansion in the Asia‑Pacific region, we are seeking a highly...

A leading financial services firm in Hong Kong is seeking a Responsible Officer to oversee daily operations involving SFC Type 9 regulated activities. The ideal candidate should have a Bachelor's degree in Finance or Economics, hold an SFC Responsible Officer license, and possess a minimum of 5 years' experience in asset management. Responsibilities include...

A financial services firm in Hong Kong is looking for a Responsible Officer to oversee Type 4 and 9 regulated activities. Ideal candidates will have at least 3 years of fund management experience and be accredited by the SFC. Proficiency in Mandarin, Cantonese, and English is required, along with solid knowledge of tokenized and DeFi products. This position...

Responsible Officer (SFC) Assist SFC license application in preparing and setting up process, operations and infrastructure of the firm. Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm. Manage daily operations to ensure full regulatory compliance. Comply with all applicable laws, rules...

A financial services firm in Hong Kong is seeking a Responsible Officer (SFC Type 4, 9) & Head of Operations. The role involves developing compliance policies, managing regulations, and supervising fund operations. The ideal candidate must be accredited as a Responsible Officer, have at least 3 years of experience in the financial services sector, and...

A consulting firm in Hong Kong is seeking a Responsible Officer to manage compliance functions and operations. The candidate must hold an SFC license for regulated activities and have 3-5 years' experience in asset management. Responsibilities include advising top management and implementing business strategies. Required skills include strong analytical,...