SFC Responsible Officer — Compliance

A financial services firm in Hong Kong is seeking a qualified SFC Responsible Officer to oversee regulatory compliance in virtual asset management and trading. The ideal candidate will have at least 5 years of relevant experience in asset management, preferably with a current SFC license. Strong analytical, leadership, and interpersonal skills are essential,...

SFC Responsible Officers (RO) (Virtual Asset Management / Trading) RO of SFC Type (1/2/3/4/5/6/7/8/9/10) Responsible Officers (RO) 1.1 Job Highlights Virtual Asset Management / Virtual Currency Trading related experience preferred Current holders of unconditional RO preferred Current Rep with enough experience considered Min 3 years industry experience Full...

A consulting firm in Hong Kong is seeking a Responsible Officer (SFC) to assist with SFC license applications and oversee compliance with regulations. The ideal candidate will have a minimum of 5 years of experience in SFC licensed firms and hold a relevant Responsible Officer license. Key responsibilities include managing daily operations and acting as the...

Responsible Officer (SFC) Assist SFC license application in preparing and setting up process, operations and infrastructure of the firm. Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm. Manage daily operations to ensure full regulatory compliance. Comply with all applicable laws, rules...

A leading financial services firm in Hong Kong is searching for a skilled SFC Responsible Officer (Type 1, 4 & 9) to oversee regulatory compliance and support business growth. The ideal candidate will possess a deep understanding of SFC regulations and demonstrated leadership in compliance roles. Responsibilities include managing trading operations and...

A financial and consulting services group is urgently seeking to hire a Responsible Officer in Hong Kong. The role includes supervising SFC regulated activities and ensuring compliance with laws and standards. Ideal candidates should have a strong understanding of the SFO and conduct regulations, alongside proficiency in English, Cantonese, and Putonghua....

About Client: Our client is a well-established and rapidly growing financial services group with a significant focus on alternative investments. We are dedicated to excellence, innovation, and maintaining the highest standards of regulatory compliance and client service. As part of our strategic expansion in the Asia‑Pacific region, we are seeking a highly...

A financial organization in Central, Hong Kong is seeking a Responsible Officer to oversee compliance for SFC Type 1, 4, and 9 activities. The role requires a Bachelor degree in finance or business and at least 5 years of experience in the financial services industry. Responsibilities include acting as the primary contact with SFC, ensuring compliance with...

A financial services firm in Hong Kong is seeking a Responsible Officer to oversee compliance with SFC regulations for Type 1 activities. The role requires at least 5 years of experience in the financial services industry and current SFC Type1 RO status. Candidates should be detail-oriented, possess strong leadership capabilities, and be fluent in English...

Founded in 2015, ZMF is the financial flagship of Hand Yu Group, a comprehensive enterprise in Hong Kong. The company's core positioning is professional investment and financing. Among its associated entities, ZMF is a licensed institution of the Hong Kong Securities and Futures Commission (holding Type 1, 4, and 9 licenses). ZMF’s Independent Portfolio...