Regulatory Manager, Structured Investment Products

Structured Product Specialist, Product and Investment Solutions, Wealth Management Responsibilities: Support senior member to ensure our structured products are well-designed, congruent with house views, and capable of delivering investment and commercial performance. Bring forth new and timely trade ideas that tie in with our convictions and current market...

Manager, Structured Products Sales & Relationship Management uSMART Securities is a new generation of Internet brokers in Hong Kong that provides investors with simple, professional and low-cost global investment services through technological innovation and artificial intelligence technology. uSMART Securities (CE no. BJA907) is licensed under The...

Structured Products Dealer, Global Wealth Management Trade Execution of Structured Products Global Banking with Comprehensive Bank Benefits Excellent Worklife Balance & Job Security Our Client Appointed by HKMA and MAS regulated Private Wealth Management Banking Group with over 450 employees in APAC searching for a Structured Products Dealer!...

A financial regulatory body in Hong Kong seeks a Manager for the Investment Products Division. This role involves processing authorization applications for retail investment products, ongoing monitoring, and policy research. Candidates should have a university degree in relevant fields and at least five years of experience in financial services. Strong...

Senior Manager / AVP, Investment Service (FX/Structured Product/Bond) Responsible for the development and implementation of business plans, product management and marketing programs for Investment Services products and services. Responsible for driving awareness, acquisition and utilization of the Bank’s Wealth Management (WM) Services through digital...

Structured Project Investment & Financing - Analyst TF International Securities Responsibilities Assist in preliminary project tasks, including industry research, financial data analysis, counterparty data compilation and preliminary screening. Participate in project due diligence: data collection, interview note‑taking, preliminary risk assessment...

Responsibilities Strategy Oversee the development and management of Fixed Income & Structured Products platform & solutions tailored for Retail Banking clients as well as SME Banking clients, ensuring alignment with broader business strategies, enhancing investment product offerings and complying with governance/regulatory requirements. The successful...

Investment Compliance Manager - PB Products, Corporate Bank Our client is seeking an experienced Investment Compliance Officer to join a top-tier corporate banking team in Hong Kong. The ideal candidate will have a strong background in investment compliance, with a deep understanding of private banking products and regulatory requirements. This role is...

AVP, Structure Products & Bonds, Wealth Management Operations Role posting for DBS Bank (HK) – Business Function: Group Technology and Operations (T&O). Overview Support Wealth Management business to provide quality back office processing of HK/foreign market equity and structured investment products, notes and bonds services to Private and Consumer...

Competitive compensation Reputative Platform About Our Client Our client is seeking an experienced Investment Compliance Officer to join a top-tier corporate banking team in Hong Kong. The ideal candidate will have a strong background in investment compliance, with a deep understanding of private banking products and regulatory requirements. This role is...