Senior/ Compliance Officer

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....

A compliance consulting firm in Hong Kong is seeking an experienced accountant to handle the full set of accounts for clients. The role involves preparing financial reports and liaising with auditors to ensure compliance. Ideal candidates will have a university degree in Accounting, at least three years of relevant experience, and proficiency in MS Office...

A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...

A compliance consultancy in Hong Kong is seeking a dynamic Administrative Assistant to support their Compliance Team. Responsibilities include managing communications, scheduling meetings, maintaining filing systems, and providing office support. The ideal candidate should have a Higher Diploma, be fluent in Cantonese, and proficient in Microsoft Office....

Compliance Officer / Senior Compliance Officer Perform day-to-day compliance monitoring to ensure full compliance with SFC, HKEX, and other regulatory requirements. Review and update internal compliance policies, manuals, and procedures. Conduct transaction monitoring, KYC/AML reviews, conflict of interest checks, and personal account dealing monitoring....

Senior Compliance Officer / Compliance Officer Manage SFC licensing matters, including but not limited to delisting and relisting applications. Support the handling of regulatory investigations and surveys received from regulators. Coordinate internal and external CPT monitoring activities. Review third-party deposit and withdrawal applications from business...

Senior Compliance Officer (Legal & Compliance) Assist to review and approve marketing materials and provide necessary recommendations. Assist to establish compliance monitoring program on the Company’s various activities, products and workflows to ensure the compliance with internal policies, applicable laws and regulations. Prepare and review policies and...

Why Join Compliance First Consulting Limited? Compliance First is more than just a compliance consultancy — we’re problem-solvers. Since 2011, we have supported financial institutions in Hong Kong with tailored compliance and risk management solutions. As a Licensed Trust or Company Service Provider (TCSP License No: TC ) , we value integrity and...

Our client is a renowned financial services group. To cope with continues growth in securities and futures division they are now urgently looking fora Compliance Officer / Senior Officer to join the team in Hong Kong Job Description Ensure company policies, internal control procedures and manuals are up-to-date with regulatory requirements and monitor...

Responsibilities Handle full set of accounts for the clients Prepare Financial Resources Return for corporations licensed with the Securities and Futures Commission Prepare financial reports and bank reconciliation Liaise with external auditor and company secretary to ensure proper statutory filing requirements Carry out ad hoc analysis and compliance...