Senior Director of Regulatory Compliance

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....

A financial services firm in Hong Kong is seeking a Senior Compliance Manager for its Equities Compliance team. This role entails providing regulatory advice, overseeing compliance monitoring, and managing regulatory relationships. The ideal candidate will have a Master's degree, extensive experience in compliance or internal audit within the financial...

(Senior) Manager, Business Compliance (AML / Compliance, Private Banking) Join to apply for the (Senior) Manager, Business Compliance (AML / Compliance, Private Banking) role at Bank of China (Hong Kong) (Senior) Manager, Business Compliance (AML / Compliance, Private Banking) 1 week ago Be among the first 25 applicants Join to apply for the (Senior)...

Talent & Culture, Asia Corporate & Investment Banking at BBVA Job Purpose & Objectives • Assist and support business management in identifying, assessing, measuring and mitigating compliance risks. • Provide reasonable assurance that the Bank and its employees comply with applicable laws, regulations, internal rules and ethical standards within the...

A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...

Compliance Director – Hong Kong & Taiwan Reporting to: APAC Regional Compliance Senior Director Location: Based in Hong Kong (with travel to Taiwan as required) Territories covered: Hong Kong and Taiwan Role Purpose The Compliance Director is responsible for leading and managing the full spectrum of compliance, ethics, governance, risk management,...

Responsibilities Provide a leadership of overall regulatory compliance for RD’s licensed subsidiaries, particularly in traditional and virtual asset related ones. Lead and perform comprehensive compliance advisory, focusing on regulatory compliance. This involves developing, maintaining, and implementing relevant policies and procedures. Lead the...

Assistant Risk and Compliance Manager (Regulatory Compliance) Responsibilities Monitor and ensure regulatory compliance requirements related to: i) the operations of pension business (MPF and ORSO) or Unit Trusts; ii) legislation changes and regularly update and review on internal policies, procedures and guidelines, and internal training materials. Review...

Associate Director, Regulatory Affairs - Biotech 1 day ago Be among the first 25 applicants Lead Regulatory Strategy for Innovative Biotech Products Drive Regional Regulatory Submissions About Our Client Our client is a leading biotech company specializing in innovative therapies that improve patient outcomes. With a team of around 150 professionals...

A leading insurance firm in Hong Kong seeks a Compliance Manager to conduct impact analysis, maintain compliance policies, and support business units. The candidate should have 12-15 years of experience in compliance or regulatory assurance and be proficient in both English and Chinese. Responsibilities include monitoring compliance risks, liaising with...