KYC/CDD Associate/Manager, SFC Regulated Int’l Financial Institutions
3 days ago
KYC/CDD Associate/Manager, SFC Regulated Int’l Financial Institutions SFC Regulated Global Asset Manager KYC/CDD/AML for New & Periodic Review Friendly International Culture & Good Hours Our Client Appointed by the most respectable SFC regulated Global Asset Manager, hiring 600 investment professionals across 20 countries worldwide with total AUM of over EUR 550 Billion+ to search for experienced KYC/CDD talents. Job Duties As part of the AP Distribution Department to oversight regional KYC/CDD function Accountable for managing new and periodic CDD/KYC assessment for low to high risk institutional and intermediaries’ clients Conduct PEP, sanctions, adverse news and STR review etc. Bridge Between front office and compliance to resolving any KYC/AML related issues Ensure the fulfilment of SFC, Regional Regulatory and Global Corporate Governance Participate in regional and global projects related to promote regulatory control & efficiency Requirements With 5 years +/- relevant CDD/KYC/AML experience earned from SFC regulated international entities Proven competency to resolve/manage CDD/AML issues for institutional clients Strong stakeholder and communication skills Adaptive to working in a multicultural environment Good understanding of asset management or fund administration is highly desirable Regional 1.5 Line of Defense Global Private Bank Good Hours and Excellent Job Security Job DutiesReport to the North Asia Head of Business Risk Accountable for conducting regulatory & thematic business risk assessment including product suitability, cross border, pricing, selling process, transaction review by collaborating with the front office, investment, compliance and audit teams across the region Gatekeeper to ensure fulfilment of HKMA/SFC regulatory requirements AML/KYC/SOW/Surveillance Exp. with Private Banks Multiple Expansion Headcounts with Int’l Private Banks Job DutiesBridge between Front office and Compliance/AML team for COB & PR Cases Fully Accountable for CDD/KYC/SOW and Transaction Monitoring to ensure fulfilment of HKMA, MAS and AML/CFT regulatory requirements Assume 2 nd LOD to advise FO on any FCC/KYC/EDD related matters for low to high risk clients across the region KYC/SOW Specialists for COB/Periodic Review Multiple Expansion Contract & Permanent Headcounts Global Private Bank with Excellent Worklife Balance Job DutiesBridge between Front office and Compliance/AML team for COB & PR Cases Case management with full accountability to prepare KYC/SOW to ensure fulfilment of HKMA AML/CFT regulatory requirements Assume 1.5 LOD to advise FO on any KYC/EDD related matters for low to high risk clients across the region Promising APAC Compliance Career & Good Hours Job DutiesReport to Regional Head of Compliance & Risk Accountable for conducting 1.5 line of defense & risk assessment from account opening, product suitability, selling process and transaction review by collaborating with front office, investment, OR & Compliance professionals Gatekeeper to ensure fulfilment of HKMA regulatory requirements Excellent Worklife Balance & Job Security Regulatory Compliance Testing & Control Job DutiesReport to North Asia Head of Compliance Conduct periodic compliance testing & thematic audit to ensure daily activities of HK Branch adhere to the regulatory requirements including HKMA/SFC/MAS and corporate governance Review and oversight the effective implementation of control programs through ongoing review, monitoring and surveillance, investigation and reporting #J-18808-Ljbffr
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Hong Kong Island, Hong Kong SAR China Projob21.com Ltd. Full timeA global asset management firm in Hong Kong is seeking a KYC/CDD Associate/Manager to oversee compliance functions. The ideal candidate will have over 5 years of relevant experience in KYC/CDD/AML within regulated institutions and possess excellent stakeholder management skills. This role offers a supportive international culture, good work-life balance, and...
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KYC Associate/Compliance
3 days ago
Hong Kong Island, Hong Kong SAR China Projob21.com Ltd. Full timeTop Ranking Pure Play Swiss Based Private Bank North Asia KYC/SOW and Compliance Function Our Client Appointed by a European Global Private Bank with established operations in over 20 locations to search for KYC Associate to be part of the North Asia Compliance Department. Job Duties Perform client due diligence review on account opening documents and source...
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Compliance Manager
5 days ago
Hong Kong Island, Hong Kong SAR China Tokalent Full timeCompliance Manager - CDD/KYC (VATP of a Chinese Fintech) Responsibilities Carry out the process of Customer Due Diligence for the purpose of onboarding, conducting periodic reviews, and reviewing trigger events. Fulfill the role of both a checker and maker in the ongoing customer due diligence and ongoing review processes. This includes tasks such as...
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KYC,CDD Associate/Analyst
5 days ago
Hong Kong Island, Hong Kong SAR China McCabe International Ltd Full timeKYC,CDD Associate/Analyst - Large Corporate Banking/FS As a proud member of the Ascentium Group, we stand at the forefront of innovation in Human Capital Solutions. With a forward-thinking mindset, we deliver a tailored suite of services that empower our clients to thrive in today’s fast-changing business landscape. Job Description Our client is a...
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Compliance Manager: SFC Regulations
1 day ago
Hong Kong Island, Hong Kong SAR China Seazen Resources Capital Group Limited Full timeA financial services firm in Hong Kong seeks an experienced Compliance Advisor to deliver expert compliance advice on SFC-regulated activities. The role involves conducting KYC/AML due diligence, monitoring compliance activities, and liaising with regulatory bodies. Candidates should have at least 3 years of compliance experience in the financial sector and...
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Hong Kong Island, Hong Kong SAR China McCabe International Ltd Full time(Senior) KYC/CDD Associate- Large Corporate Banking/FS As a proud member of the Ascentium Group, we stand at the forefront of innovation in Human Capital Solutions. With a forward-thinking mindset, we deliver a tailored suite of services that empower our clients to thrive in today’s fast-changing business landscape. Job Description Our client is a...
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Senior KYC/CDD Associate
3 days ago
Hong Kong Island, Hong Kong SAR China McCabe International Ltd Full timeA multinational bank in Hong Kong is seeking a (Senior) KYC/CDD Associate to conduct KYC and CDD for corporate clients. The ideal candidate holds a degree in Business or Finance, has at least two years' experience in AML/KYC compliance, and is proficient in both English and Chinese. Responsibilities include ensuring AML risk management and compliance,...
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Hong Kong Island, Hong Kong SAR China McCabe International Ltd Full timeA multinational banking institution is seeking a Customer Due Diligence professional to join their team in Hong Kong. You will be responsible for conducting KYC and CDD for corporate clients, ensuring compliance with AML regulations. The ideal candidate holds a degree in Business or Finance, has at least two years of experience in CDD/KYC, and is fluent in...
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KYC Compliance Senior Manager
3 days ago
Hong Kong Island, Hong Kong SAR China Projob21.com Ltd. Full timeGlobal Private Bank with Outstanding Benefits KYC/SOW & Account Opening Approval AML Compliance & Risk Mgmt Our Client Representing one of the most established pure play international private bank & asset management group hiring over 5000 employees across the globe to search for immediately available and experienced KYC Compliance talents! Job Duties...
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KYC/CDD Executive, Corporate Banking
5 days ago
Hong Kong Island, Hong Kong SAR China McCabe International Ltd Full timeAdd expected salary to your profile for insights As a proud member of the Ascentium Group, we stand at the forefront of innovation in Human Capital Solutions. With a forward-thinking mindset, we deliver a tailored suite of services that empower our clients to thrive in today’s fast-changing business landscape. Job Description Our client is a multinational...
