AVP, AML Governance, Legal and Compliance

A leading investment bank in Hong Kong is seeking an AVP for AML Governance within their Compliance function. This role includes supervising AML/CFT tasks, enhancing AML systems, and implementing innovative technologies for compliance. The ideal candidate will have at least 5 years of relevant experience, strong knowledge of Hong Kong's regulatory...

A financial services firm in Hong Kong is looking for a Mid-Senior level Compliance Officer to provide compliance advice, develop legal documents, and monitor regulatory compliance. Candidates should have a Bachelor's Degree in Finance or Accounting, with at least 4 years of relevant experience in AML compliance, preferably in the finance or banking sector....

A financial services firm in Hong Kong seeks a qualified legal professional to provide general and transactional legal advice across various business functions. This role requires maintaining legal oversight, reviewing agreements, and conducting training seminars. The ideal candidate will have a degree in law, 3 years of banking experience, and fluency in...

We offer a competitive remuneration package and excellent career prospects to the right candidates. Responsibilities Provide compliance advice and solution to management and departments Develop, draft and review a broad range of business contracts, agreements, announcement, notice, correspondence, account opening documents, marketing materials, board...

A leading financial services firm in Hong Kong is seeking a seasoned compliance advisor to support its investment team with business and AML compliance matters. The ideal candidate will have at least 8 years of relevant experience, strong analytical skills, and be fluent in English. Responsibilities include conducting compliance reviews, providing legal...

AVP, Quantitative Risk Methodology & Governance Join to apply for the AVP, Quantitative Risk Methodology & Governance role at Hong Kong Exchanges and Clearing Limited (HKEX) AVP, Quantitative Risk Methodology & Governance 2 days ago Be among the first 25 applicants Join to apply for the AVP, Quantitative Risk Methodology & Governance role at Hong Kong...

AVP / VP - Legal - Chinese Securities Firm Our client is a leading Chinese securities firm with a strong presence in investment banking, asset management, and securities trading. The firm is committed to delivering innovative financial solutions and maintaining the highest standards of compliance and governance. Description Advise on PRC and Hong Kong...

The Role AVP, AML and Sanctions Compliance, Legal and Compliance Key Accountabilities Assist the Head of AML Compliance to implement and maintain BOCI Group's AML/CFT Program; Provide compliance advice / recommendations to different business units, including Investment Banking Department (IBD), Equity Sales and Derivatives (ESD), Fixed Incomes (FI), Sales,...

A leading financial institution is seeking a Compliance Manager in Hong Kong to oversee compliance efforts including regulatory compliance and AML monitoring. The ideal candidate will have at least 5 years' experience in legal or regulatory compliance within a bank or financial institution. This role involves collaborating with stakeholders, enhancing...

A leading asset management firm in Hong Kong is seeking a seasoned compliance professional to lead its compliance department. The ideal candidate will have over 10 years of experience in the financial industry with in-depth knowledge of compliance and regulatory requirements, especially AML and FATCA. Responsibilities include advising stakeholders, managing...