Legal & Compliance Manager

6 hours ago

hong kong, Hong Kong SAR China PFH Finance Ltd. Full time

We offer a competitive remuneration package and excellent career prospects to the right candidates. Responsibilities Provide compliance advice and solution to management and departments Develop, draft and review a broad range of business contracts, agreements, announcement, notice, correspondence, account opening documents, marketing materials, board resolutions, shareholders resolutions and other documentations Formulate and review general compliance manual, AML and other internal policies and procedures Keep abreast on regulatory developments and advise management and departments accordingly Monitor the Company’s operation and employee dealing, and perform compliance and AML checking to ensure compliance with rules and regulations, and internal policies and procedures Coordinate with other departments on legal, compliance and company secretarial matters Collaborate with regulatory bodies and external auditors to ensure compliance control meets the required standard. Set up the governance framework and monitor the operational risk. Handle and maintain statutory records, licence applications etc. Maintain effective risk management and controls for Credit Card Business by overseeing the regulatory compliance functions. Strengthen the company's compliance framework by enhancing and review compliance policies, procedures, and compliance manuals. Requirements Bachelor’s Degree in Finance, Accounting or related discipline. At least 4 years’ relevant experience in AML Compliance, preferably gained from finance/banking sector. Sound knowledge of regulation compliance in credit cards products is a plus . Strong problem solving, interpersonal and communication skills. Self-motivated and able to work independently. Proficient in both written and spoken English and Chinese. Seniority level Mid-Senior level Employment type Full-time Job function Legal Referrals increase your chances of interviewing at PFH Finance Ltd. by 2x Location: Central & Western District, Hong Kong SAR #J-18808-Ljbffr

  • Banking Legal Counsel: Governance, Transactions

    2 weeks ago

    Hong Kong Island, Hong Kong SAR China Legal Full time

    A financial services firm in Hong Kong seeks a qualified legal professional to provide general and transactional legal advice across various business functions. This role requires maintaining legal oversight, reviewing agreements, and conducting training seminars. The ideal candidate will have a degree in law, 3 years of banking experience, and fluency in...

  • Legal Counsel

    1 week ago

    Hong Kong Island, Hong Kong SAR China SD Legal Full time

    Managing Director at SD Legal | Award Winning In-house Legal & Compliance Recruiter | Fitness Enthusiast & Family Man Client = Technology focused MNC with both an established legal team and Head of Legal based in Hong Kong. This company operates a WFH policy. This is a new role to join an established legal team to support the business on a range of legal /...

  • Legal Information

    2 weeks ago

    Hong Kong Island, Hong Kong SAR China Career Legal Full time

    A leading legal recruiting firm in Hong Kong is seeking an Information & Research Assistant to provide high-quality support for legal and business research. The role involves training staff on information tools and keeping updated on legal sector developments. Ideal candidates will possess strong research and communication skills, along with an understanding...

  • APAC Corporate Counsel: Product

    6 hours ago

    hong kong, Hong Kong SAR China SD Legal Full time

    A leading legal recruitment firm is seeking a Managing Director based in Hong Kong to support business growth through a focus on product development and compliance. The role involves managing risk across product launch while working closely with R&D and sales/marketing teams. Ideal candidates will have 5 - 10 PQE with a mix of law firm and in-house...

  • Legal and Compliance Manager

    2 weeks ago

    Hong Kong Island, Hong Kong SAR China Larson Maddox Full time

    Legal and Compliance Manager - Hedgefund Base pay range: HK$660,000.00/year - HK$1,080,000.00/year Location: APAC (Hedge Fund with presence across Asia)Reporting to: COORole Type: Individual Contributor Key Responsibilities Manage and maintain the firm's compliance framework in line with regulatory requirements. Act as the primary point of contact for...

  • APAC Legal Counsel — Remote, Commercial

    1 week ago

    Hong Kong Island, Hong Kong SAR China SD Legal Full time

    A leading legal recruitment firm in Hong Kong seeks a Managing Director to join their established legal team. The role involves supporting commercial initiatives and APAC growth, requiring 5-8 years of PQE with a balanced mix of law firm and in-house experience. The ideal candidate will work closely with product, marketing, and sales teams, bridging cultural...

  • Head of Legal and Compliance

    6 days ago

    hong kong, Hong Kong SAR China LIM Advisors Full time

    Get AI-powered advice on this job and more exclusive features. LIM Advisors Limited is a leading alternative investment manager based in Hong Kong, licensed by the Hong Kong Securities and Futures Commission (SFC) to carry on Type 9 (Asset Management) business. The LIM Group also has an investment research office in Tokyo. Founded in 1995 by George Long, our...

  • Insurance-Senior Manager, Legal and Compliance

    2 weeks ago

    Hong Kong Island, Hong Kong SAR China Well Link Life Insurance Company Limited Full time

    Insurance-Senior Manager, Legal and Compliance Responsibilities Corporate governance and relevant guidelines, Intermediary's conduct related regulations, market conduct, product and marketing related regulations. Develop and launch compliance programs (e.g., gap analysis, compliance checklist, risk assessment, etc.), monitor overall compliance therewith,...

  • Legal/ Compliance Officer

    1 week ago

    Hong Kong Island, Hong Kong SAR China HedgeSPA (Sophisticated Predictive Analytics for Hedge Funds and Leading Institutions) Full time

    Join to apply for the Legal/Compliance Officer role at HedgeSPA (Sophisticated Predictive Analytics for Hedge Funds and Leading Institutions) . Get AI-powered advice on this job and more exclusive features. Description Implement and manage an effective legal compliance program Develop and review company policies Advise management on the company’s...

  • Head of Legal and Compliance

    1 week ago

    Hong Kong Island, Hong Kong SAR China Elysian Executive Solution Full time

    Our client is an established China-based investment holding company, with about 10,000 employees in Mainland and 400 employees in Hong Kong. They are now starting a new branch focusing on secondary / fixed‑income / overseas investment and looking for a candidate who is experienced in relevant legal experience to lead their new Legal team. Responsibilities...