Senior Compliance

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....

A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...

A compliance consulting firm in Hong Kong is seeking an experienced accountant to handle the full set of accounts for clients. The role involves preparing financial reports and liaising with auditors to ensure compliance. Ideal candidates will have a university degree in Accounting, at least three years of relevant experience, and proficiency in MS Office...

Senior Compliance Manager, Equities Compliance Join to apply for the Senior Compliance Manager, Equities Compliance role at CLSA This senior Compliance position is part of the Equities Compliance team reporting into the Head of Equities Compliance. Equities Compliance team provides compliance coverage to CSI Institutional Equities (Sales and Trading)...

A leading tech company in Hong Kong seeks a Senior Platform Engineer/Squad Lead to build and maintain a modern cloud-native data platform. Applicants should have over 12 years of experience in IT, focusing on database and messaging system management, with proficiency in AWS services, Kafka, and data governance. This role requires a bachelor's degree and...

A leading elderly care organization in Hong Kong is seeking a knowledgeable HR professional to manage all human resources issues and administrative duties. The ideal candidate will have over 5 years of relevant experience, including 3 years at a supervisory level. Responsibilities include processing payroll, handling compensation matters, and updating...

Senior Compliance Officer (Legal & Compliance) Assist to review and approve marketing materials and provide necessary recommendations. Assist to establish compliance monitoring program on the Company’s various activities, products and workflows to ensure the compliance with internal policies, applicable laws and regulations. Prepare and review policies and...

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Compliance Officer / Senior Compliance Officer Perform day-to-day compliance monitoring to ensure full compliance with SFC, HKEX, and other regulatory requirements. Review and update internal compliance policies, manuals, and procedures. Conduct transaction monitoring, KYC/AML reviews, conflict of interest checks, and personal account dealing monitoring....

At Franklin Templeton were advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management and fintech offering many ways to help investors make progress toward their goals. Our talented teams working around the globe bring...