Audit Manager, Markets and Securities Services

5 days ago

Kowloon, Hong Kong SAR China HSBC Full time

Global Internal Audit provides independent and objective assurance as to whether the design and operational effectiveness of the Group’s framework of risk management, control and governance processes, as designed and represented by management, is adequate. We are currently seeking an individual to join the Global Internal Audit team that covers Markets and Securities Services (MSS) in the role of Audit Manager , based in Hong Kong SAR. Responsibilities Lead sections of audits of Markets and Securities Services (MSS) businesses (such as Institutional and Corporate Sales, Markets Treasury, Custody, Fund Services, Foreign Exchange Trading, Fixed Income Trading, Equities Trading) and contribute to the execution of most stages in the audit lifecycle: team preparation, logistics, planning, fieldwork, testing, documentation, issue writing, report delivery, post‑report issue validation, and ongoing stakeholder engagement; Complete audits in main bank offices and off‑shore shared service centres; Contribute to the wider development of Global Internal Audit, through collaborating with other audit teams, considering how audit can use data analytics, agile techniques and other innovations; and Maintain and enhance stakeholder and keeping in touch with business, regulatory and industry developments. Qualifications Knowledgeable about general banking risks, processes and controls, with a specific focus on Markets and Securities Services products, businesses and risks; An analytical thinker who is confident approaching areas outside of your expertise, getting to the heart of the key features and aspects quickly; A good communicator, verbally and in writing, and able to present and influence, even when delivering difficult messages to stakeholders; A professional with experience working in a dynamic, complex and ambiguous environment, with achievements in a relevant business or function, such as an audit function, finance, risk management, compliance, or business management; Dedicated to continuously improving your own skills, which could be demonstrated by holding relevant professional qualifications such as in accountancy, finance or risk management, and keeping up‑to‑date with developments in the banking industry, markets and regulations; Good at managing multiple competing priorities on different concurrent projects, and able to ensure delivery of objectives through analysis of options and coming to pragmatic decisions; and A team player, with a desire to help the team achieve its objectives. Opening up a world of opportunity HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website. Issued by The Hongkong and Shanghai Banking Corporation Limited. #J-18808-Ljbffr

  • Audit Manager – Markets

    5 days ago

    Kowloon, Hong Kong SAR China HSBC Full time

    A leading global bank is seeking an Audit Manager to join the Global Internal Audit team in Hong Kong. The successful candidate will lead audits in Markets and Securities Services, ensuring effective risk management and control processes. This role demands strong analytical skills, excellent communication abilities, and experience in a challenging...

  • Customer Service Manager

    2 weeks ago

    Kowloon, Hong Kong SAR China Zircon Securities (HK) Limited Full time

    Add expected salary to your profile for insights Oversee the day-to-day operations of the Customer Service Department, taking full responsibility for its performance and compliance with regulatory standards. Manage client account opening processes, ensuring accuracy, efficiency, and adherence to SFC requirements. Coordinate and execute market-related...

  • Assistant General Manager

    3 days ago

    Kowloon, Hong Kong SAR China City Security Co Ltd Full time

    Assistant General Manager / Senior Manager (Security Services) Responsibilities Oversee daily operations and supervise a team to ensure the delivery of high‑quality security services. Manage duty rosters by assigning suitable security staff to appropriate sites, ensuring cost‑effective use of manpower. Meet with clients, handle complaints and inquiries,...

  • AUDIT DIRECTOR – Financial Services Clients

    1 day ago

    kowloon, Hong Kong SAR China JPC Texson Limited Full time

    AUDIT DIRECTOR – Financial Services Clients / SFC Licensed Corporation (TSTE) Add expected salary to your profile for insights Our expertise spans auditing, accounting, tax services, corporate finance, corporate advisory, and IPO consultancy, complemented by strong capabilities in compliance, risk management, fiduciary, and legal advisory services. We act...

  • Client Services

    2 weeks ago

    Kowloon, Hong Kong SAR China Zircon Securities (HK) Limited Full time

    A financial services firm in Hong Kong seeks a marketing professional to manage marketing activities and enhance client engagement. Responsibilities include handling customer inquiries, ensuring SFC compliance during account openings, and coordinating with team members. Candidates must possess a bachelor's degree, relevant SFC licences, and proficiency in...

  • Compliance Manager

    1 day ago

    kowloon, Hong Kong SAR China Classy Wheeler Limited Full time

    Compliance Manager (Securities Brokerage) Our Client Our client an internationally established FinTech firm specializing in brokerage services, asset management, and technology-driven investment solutions for a global clientele is looking for a Compliance Manager (Securities Brokerage) to join their friendly team. Responsibilities Develop, implement, and...

  • Senior Security Services

    3 days ago

    Kowloon, Hong Kong SAR China City Security Co Ltd Full time

    A leading security services firm in Hong Kong is looking for an Assistant General Manager or Senior Manager to oversee daily operations and manage a team to ensure high-quality security services. Candidates should have at least 7 years of experience in security services, with strong leadership, communication, and interpersonal skills. The role offers a...

  • Senior Audit Director for Financial Services Clients

    1 day ago

    kowloon, Hong Kong SAR China JPC Texson Limited Full time

    A prominent auditing firm in Hong Kong seeks an experienced AUDIT DIRECTOR to lead audit engagements and manage a diverse portfolio of financial services clients. This senior role requires a qualified HKICPA member with over 10 years of experience, including time at a Big 4 firm. You will oversee team management, maintain strong client relationships, and...

  • Project Sales Manager, Security Solutions

    2 weeks ago

    Kowloon, Hong Kong SAR China Megastrength Security Services Co Ltd Full time

    Project Sales Manager, Security Solutions / IOT Add expected salary to your profile for insights Lead the team to achieve divisional objectives, including P&L targets. Lead pre‑sales activities: qualification, solution design, demos, proposals, pricing, and commercial negotiations with customers and partners. Manage vendor, various teams and subordinates...

  • Senior to Supervisor

    1 day ago

    Kowloon, Hong Kong SAR China K. W. Tam & Co. Full time

    Perform other ad hoc projects and tasks as assigned. Audit Semi‑Senior / Senior (6 months contract) Fan, Chan & Co. Limited – North Point, Eastern District, HK Requirements Associate Degree / Degree in accountancy or equivalent At least 4 years of working experience gained in CPA firms More experience will be considered as supervisor or above Computer...