Strategic Compliance Leader – HK Banking Regulation

Head of Regulatory Compliance CMB and GBM - Hang Seng Bank (HK) Join to apply for the Head of Regulatory Compliance CMB and GBM role at Hang Seng Bank The Risk & Compliance function is a second line of defence (LOD) function, responsible for reviewing and challenging the activities of the Group’s businesses (the first LOD) to ensure that they effectively...

A global consultancy firm is seeking a Senior Finance Director to lead the finance function in Hong Kong. This role requires a strategic leader to drive budgeting, forecasting, and compliance with US GAAP and local regulations. The ideal candidate will have over 12 years of experience in finance, excellent leadership skills, and a deep understanding of...

A leading compliance firm in Hong Kong is seeking a seasoned Compliance Professional to join their HK Compliance Team. You will be responsible for providing compliance advice to the Global Investment Banking Business, overseeing control room operations, and conducting ongoing compliance training for front office staff. Ideal candidates will possess at least...

A prominent banking institution in Hong Kong is seeking an Associate for a compliance role, requiring over 5 years of experience in risk management. The candidate should have excellent communication skills in English, Cantonese, and Mandarin, alongside a degree in Law, Finance, or Business. Responsibilities include ensuring compliance with regulations and...

A leading executive recruitment firm in Hong Kong is seeking a strategic leader to oversee operations and drive marketing initiatives. The ideal candidate possesses excellent managerial and communication skills, complemented by a thorough understanding of management practices and technology application in business. Responsibilities include guiding the...

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...

Opportunity for candidates without relevant experience to establish a career in the financial compliance field Promotion prospect will be offered to good performers to the role of Assistant Compliance Consultant Job Responsibilities Assisting compliance consultants to handle filings with the regulators e.g. Securities and Futures Commission Handling...

A global real estate services leader is hiring a Compliance Director for Hong Kong and Taiwan. This role involves leading compliance, ethics, and governance initiatives while ensuring adherence to local regulations. Candidates must have over 10 years of experience in compliance with knowledge of FCPA, AML, and related regulations. The position necessitates...

A leading financial services firm in Hong Kong is looking for a Chief Executive Officer (CEO) to oversee strategic planning, business development, and operational management. Candidates must possess SFC Type 1, 4, and 9 licenses and have extensive experience in financial regulatory compliance. The position requires exceptional leadership capabilities and a...

A major international banking institution is seeking a Vice President for their Global Transaction Banking Department in Hong Kong. The successful candidate will lead the implementation of transaction banking products, expand business opportunities, and ensure compliance with relevant laws and regulations. Candidates should be proactive, analytical, and...