Central Compliance Lead

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...

Opportunity for candidates without relevant experience to establish a career in the financial compliance field Promotion prospect will be offered to good performers to the role of Assistant Compliance Consultant Job Responsibilities Assisting compliance consultants to handle filings with the regulators e.g. Securities and Futures Commission Handling...

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Regulatory Affairs & Central Compliance Senior Manager Oversight Regulatory Affairs & Central Compliance Excellent job security and worklife balance Our Client Searching for Regulatory Central Compliance Senior Manager with one of the most established Global Private Bank with 250 employees+ in North Asia Branch and operations in over 20 locations. Job Duties...

A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....

A leading financial services firm in Hong Kong seeks a Compliance Officer with expertise in regulatory affairs. The ideal candidate will manage enquiries from regulators, ensure compliance with statutory reporting, and provide support on licensing requirements. A university degree in Finance and at least 7 years of experience dealing with the SFC are...

Senior Client Onboarding Officer Company: Compliance Commit Consulting Ltd, a Type 1&2 broker headquartered in Europe. Job Duties Reports directly to the Onboarding Team Lead located in Europe. Manage the client onboarding process. Manage and facilitate comprehensive client due diligence (CDD) and conduct Enhanced Due Diligence (EDD) on complex cases,...

Get AI-powered advice on this job and more exclusive features. Responsibilities Work with key stakeholders to analyse the potential impacts of regulatory requirements; Assist the Team Head/Department Head to conduct reviews and ensure internal policies and procedures comply with regulatory requirements; Handle licensing related matters and related...

A leading financial institution in Hong Kong is seeking a dedicated professional for the role of Lead, FCC Control. The candidate will lead a team responsible for identifying and managing financial crime risks through regular analysis and investigations. Key responsibilities include conducting root cause analyses, managing FCC projects, and streamlining...