Senior Compliance Lead for Investment Banking

7 days ago


Hong Kong Island, Hong Kong SAR China Pure Hong Kong Full time

A leading compliance firm in Hong Kong is seeking a seasoned Compliance Professional to join their HK Compliance Team. You will be responsible for providing compliance advice to the Global Investment Banking Business, overseeing control room operations, and conducting ongoing compliance training for front office staff. Ideal candidates will possess at least 7 years of compliance experience in brokerage or investment banking, with strong fluency in Cantonese and English. This role promises an engaging and challenging compliance environment.#J-18808-Ljbffr



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