Senior Licensed RO: Asset Mgmt

Licensed (RO) for Asset Management & Advising on securities /Securities We are seeking a highly qualified Licensed Responsible Officer (RO) with dual Hong Kong Securities and Futures Commission (SFC) Type 1 (Securities Trading), Type 4 (advising on securities), and Type 9 (Asset Management) licenses to oversee our securities and equity investment operations....

Serve as the Responsible Officer (RO) for Hong Kong Securities and Futures Commission (SFC) regulated activities of Type 1, Type 4, and Type 9, fully overseeing the core work of compliance management, operational supervision, and risk control for relevant businesses; Supervise all business activities of the company to ensure compliance with relevant Hong...

A financial management company in Hong Kong is seeking a Responsible Officer (RO) to oversee compliance management and operational supervision. The role includes ensuring adherence to relevant laws and regulations, liaising with regulatory authorities, and optimizing compliance policies. The ideal candidate will have a minimum of 3 years of experience as an...

Avenir Capital is a pioneering investment group dedicated to the strategic integration of traditional finance and digital assets, driving innovation to build a leading financial ecosystem and infrastructure. Through an integrated framework of Investment, Incubation, and Operations, the group focuses on digital asset management, trading and financial service...

SFC Responsible Officer (RO) – Type1,4,9 Seazen Resources Capital Group Limited is seeking an experienced and hands‑on Responsible Officer (Type 1&4&9) to join our team. In this full‑time role, you will play a crucial part in ensuring the firm's compliance with regulatory requirements and drive the growth of our business. Key Responsibilities Lead and...

A leading real estate investment fund in Hong Kong is seeking at least two Responsible Officers (ROs) with SFC Type 9 licenses for part-time roles. One of the positions may suit a 'Sleeping RO', ideal for professionals looking for work-life balance while traveling. Responsibilities include overseeing compliance and investment operations. Candidates should...

Responsible Officer (1.5M, Type 1, Virtual Assets) 2 days ago Be among the first 25 applicants Direct message the job poster from HR Plus Opportunity Overview We are partnering with a highly reputable, growing financial institution focused on delivering professional, seamless brokerage and comprehensive financial services to its high-net-worth and retail...

Responsible Officer (1.5M, Type 1, Virtual Assets) We are partnering with a highly reputable, growing financial institution focused on delivering professional, seamless brokerage and comprehensive financial services to its high-net-worth and retail client base. We are seeking a dynamic and experienced regulatory professional to be appointed as a Responsible...

Overview Our client is a USD 400M real estate investment fund from inception, currently preparing for SEHK listing as a REIT. We are seeking three Responsible Officers (ROs) licensed under SFC Type 9 (Asset Management) to join our leadership team. Role Overview As an RO, you will play a critical role in ensuring compliance with SFC regulations, overseeing...

Manager | Matching Elite Talent | Igniting Team Success Act as the primary point of contact and liaison with the Securities and Futures Commission (SFC) for all matters relating to Type 7 activity. Responsibilities Maintain the firm's license conditions and ensure ongoing fitness and properness for the RO role and the corporation. Oversee the filing of...