Regional Head of Compliance

Founded in 1908, Bank of Communications Co., Ltd. (Stock Code: 3328) is one of the oldest banks in China, and also acted as one of the country’s banknote‑issuing institutions. The bank was listed on the Stock Exchange of Hong Kong Limited and the Shanghai Stock Exchange in June 2005 and May 2007 respectively. At present, apart from Tibet, BOCOM comprises...

A boutique Private Bank in Hong Kong is seeking a Regional Head of Investments to lead a team of Investment Counsellors and drive investment strategy. This senior role requires fluency in Mandarin and at least 15 years of experience in private banking, emphasizing leadership in investment advisory. The candidate will oversee investment ideas, partner with...

Our client is a multi-cultural investment bank based in Southeast Asia with major activities of SFC RA 1, 4 & 6 in Hong Kong. The group's business activities are primarily in the areas of Consumer Banking, Wholesale Banking, comprising Investment Banking and Corporate Banking, Treasury & Markets, and Group Strategy & Strategic Investments. Report to Regional...

FCC Compliance AVP, Regional Private Bank AML/KYC/SOW/Surveillance Exp. with Private Banks Multiple Expansion Headcounts with Int’l Private Banks Our Client Multiple Expansion Permanent Headcounts for International Private Banks to search for experienced KYC/SOW/Transaction Monitoring Specialists to be part of the growing wealth management HKMA and MAS...

A financial institution in Hong Kong seeks a First Vice President, Head of Credit Card to formulate and execute marketing strategies for payment card products. This leadership role requires a minimum of 7 years of relevant experience in the credit card or personal loan industry, with a strong focus on achieving KPIs and compliance with regulatory standards....

Head of Infrastructure Services (Regional Bank) Our client, a prominent regional bank, is seeking an experienced IT leader to join as Head of Infrastructure Services . This strategic role is responsible for driving the reliability, resilience, and scalability of IT infrastructure and services that underpin the bank's business operations. You will lead...

Head of Regulatory Reporting - Regional Corporate Bank Overview A leading regional bank seeks an experienced Head of Regulatory Reporting to lead its regulatory compliance function in Hong Kong. This senior leadership role offers the opportunity to shape regulatory strategy, manage stakeholder relationships including the HKMA, and drive strategic compliance...

Head of Stock Trading and Digital Assets Mox is built by and for the ones who aspire to live life to the fullest – we call them Generation Mox! The name Mox reflects the endless opportunities we can create, - Mobile e Xperience; Money e Xperience; Money X (multiplier), e Xponential growth, e Xploration… it’s all up for us to define together. Why Mox...

The Regional Trade Compliance Manager will join the Regional Product & Trade Compliance (PTC) team reporting to the Associate Director and work closely with PTC family from the Group, Regional and Local teams. The role will be driving adherence to country‑specific regulations for all imports/exports, focus on leveraging skills and expertise in trade...

Business & Regulatory Compliance Manager, Regional Corporate Bank Regional Corporate Bank & HKMA regulated Biz, General & Regulatory Compliance Advisory Small Team & Work-life Balance Our Client Immediate opening for experienced compliance manager to provide comprehensive regulatory advisory for corporate & global markets businesses. Job Duties Manager in...