Investment Compliance

A financial services firm in Hong Kong is seeking an experienced Investment Director. The successful candidate will drive investment strategies, manage risk, and ensure regulatory compliance. This position requires at least 15 years of experience in financial services, including 5 years in asset management. Candidates must hold a valid SFC license and...

A government authority in Hong Kong is seeking a Senior Officer for Investment Compliance & Performance (Data Analytics). The ideal candidate will have a recognized degree in quantitative analysis, at least four years of experience in research or statistical analysis, and proficiency in MS Excel and MS Office. Responsibilities include conducting research,...

Senior Officer/ Officer (Supervision) - Investment Compliance & Performance Responsibilities To perform research, fact-finding and data/statistical analysis on investment compliance and fund governance related matters; To assist in performing on-site and off-site supervisory activities, analyzing and reporting findings and results from supervisory...

Senior Officer(Supervision)-Investment Compliance & Performance (Data Analytics) Add expected salary to your profile for insights To perform research, fact-finding and data/statistical analysis on investment compliance and fund governance related matters; To assist in performing on-site and off-site supervisory activities, analyzing and reporting findings...

Investment Director Location: Admiralty, Central and Western District, HK Responsibilities Strong leadership skills with ability to initiate, drive and manage changes Act as a member of the investment committee and make substantive contribution to investment ideas and direction Ability to communicate with all stakeholders including investors, fellow board...

To control and monitor the compliance related matters of wholesale banking for complying with the regulatory requirements and internal risk management framework. Responsibilities Assist supervisor(s) to develop, enhance and implement control measures to rectify issues/ exceptions as identified by internal stakeholders and external auditors and regulators...

Contract Details 12 month contract , 15 days of annual leave Work Location: Central fresh grad are welcome The Bank’s Global Banking business provides a broad spectrum of financing solutions to large corporations and financial institutions. As a strategic financial partner to corporate customers, The Bank offers a comprehensive range of products and...

A well-established financial services firm in Hong Kong is seeking an Investment & Fund Raising Manager to optimize investment portfolios. This permanent role requires at least 7 years of M&A and fundraising experience. The candidate will analyze financial data, ensure compliance, and develop key relationships in a collaborative environment. The position...

A diversified investment group in Hong Kong is looking for an experienced accountant to manage financial statements for PRC companies. The ideal candidate will prepare yearly budgets, oversee daily accounting operations, and ensure compliance with PRC accounting standards. Requirements include a higher diploma in accounting, at least 4 years of relevant...

We are currently seeking a high calibre professional to join our team as a VP II - Investment. The Business Development category is responsible for generating new business and for initiating and managing business development initiatives. In this role you will: Assisting in establishing new business relationships and strengthening existing ones, whilst...