Senior Investment Compliance

A governmental authority in finance in Hong Kong is seeking a Senior Officer/Officer for Investment Compliance & Performance. The role involves research and analysis on investment compliance, assisting in supervisory activities, and compiling reports. Candidates should hold a recognized degree, ideally in quantitative analysis, with relevant experience in...

A financial services firm in Hong Kong is seeking an experienced Investment Director. The successful candidate will drive investment strategies, manage risk, and ensure regulatory compliance. This position requires at least 15 years of experience in financial services, including 5 years in asset management. Candidates must hold a valid SFC license and...

Senior Officer/ Officer (Supervision) - Investment Compliance & Performance Responsibilities To perform research, fact-finding and data/statistical analysis on investment compliance and fund governance related matters; To assist in performing on-site and off-site supervisory activities, analyzing and reporting findings and results from supervisory...

Senior Officer(Supervision)-Investment Compliance & Performance (Data Analytics) Add expected salary to your profile for insights To perform research, fact-finding and data/statistical analysis on investment compliance and fund governance related matters; To assist in performing on-site and off-site supervisory activities, analyzing and reporting findings...

Senior Accountant (Financial Investment) We are now looking for a Senior Accountant to join our Finance & Accounting team. If you are eager to utilize your expertise in financial accounting and investment, this is a great chance to take your career to the next level! Responsibilities Manage daily operation works Prepare full set of accounts, including month...

A well-established financial services firm in Hong Kong is seeking an Investment & Fund Raising Manager to optimize investment portfolios. This permanent role requires at least 7 years of M&A and fundraising experience. The candidate will analyze financial data, ensure compliance, and develop key relationships in a collaborative environment. The position...

A global leading financial institution in Hong Kong is seeking an Investment Operations Senior Analyst to oversee investment operations, including trade order placements and reconciliation. The ideal candidate should have 4-8 years of experience in pension fund investment operations and possess a relevant degree. Strong communication skills and proficiency...

To control and monitor the compliance related matters of wholesale banking for complying with the regulatory requirements and internal risk management framework. Responsibilities Assist supervisor(s) to develop, enhance and implement control measures to rectify issues/ exceptions as identified by internal stakeholders and external auditors and regulators...

A diversified investment group in Hong Kong is looking for an experienced accountant to manage financial statements for PRC companies. The ideal candidate will prepare yearly budgets, oversee daily accounting operations, and ensure compliance with PRC accounting standards. Requirements include a higher diploma in accounting, at least 4 years of relevant...

A leading financial services provider in Hong Kong is seeking a Senior Investment Consultant. The ideal candidate will implement promotional programs, achieve sales targets, and maintain high customer service standards. Requirements include a university degree in Business Administration, professional qualifications, and proven retail banking experience....