FCC Assurance Manager: AML/CFT Risk

A major financial institution in Hong Kong is looking for a professional to deliver second-line FCC assurance. The role involves leading risk-based reviews, ensuring regulatory compliance, and producing analytical reports. The ideal candidate will have a degree in Law or Accounting, 6-8 years of relevant experience in compliance or auditing, and a strong...

Carry out Financial Crime Compliance (“FCC”) assurance activities and conduct institutional risk assessments (“IRA”) on FCC risks, i.e. money laundering / terrorist financing & sanctions and fraud risk, to ensure the FCC risk control processes are meeting the legal and regulatory requirements in relation to Anti-Money Laundering and Counter-Financing...

Add expected salary to your profile for insights Deliver independent second-line FCC assurance across areas including AML/CFT, Sanctions, Fraud and ABC, ensuring that controls are designed and operating effectively and meet legal and regulatory requirements. Lead or participate in risk-based assurance reviews, drive timely remediation of identified issues,...

Mandatory Reference Checking Scheme ("MRC") for Hong Kong The Mandatory Reference Checking Scheme is a framework to facilitate Authorized Institutions ("AIs") to bilaterally obtain reference information during their recruitment process for certain positions, such that misconduct information in an individual's previous employments can be provided to AIs to...

Mandatory Reference Checking Scheme ("MRC") for Hong Kong The Mandatory Reference Checking Scheme is a framework to facilitate Authorized Institutions ("AIs") to bilaterally obtain reference information during their recruitment process for certain positions, such that misconduct information in an individual's previous employments can be provided to AIs to...

A leading financial institution in Hong Kong is seeking a professional to lead FCC assurance reviews. You will be responsible for preparing assurance plans, conducting risk assessments, and communicating improvements to stakeholders. The ideal candidate has 6-8 years of relevant experience, a degree in Law or Business Administration, and strong knowledge of...

Job Description - SVP, AML Advisory, Assurance & Risk Control, Institutional Banking Group (WD71326) Job Description SVP, AML Advisory, Assurance & Risk Control, Institutional Banking Group - (WD71326) Business Function Corporate and Investment Banking provides corporate customers with a full range of commercial banking products and services, including cash...

Your new company Our client is a fast-growing fintech company empowering businesses with innovative financial solutions. You will be joining their AML team under the Financial Crime Compliance Department and responsible for ensuring the company's operations meet regulatory requirements while enabling sustainable growth. You will design, implement, and...

Manager, Governance and Assurance, FCC – New headcount (MI and IRA focus) Responsibilities Facilitate oversight on FCC-related information by establishing key indicators and metrics. Collaborate with stakeholders to gather relevant data, identify compliance risks, and track the management actions completion. Prepare and coordinate regular AML/CFT...

Senior Manager / Money Laundering Reporting Officer (MLRO), FCC Get AI-powered advice on this job and more exclusive features. Responsibilities Serve as Money Laundering Reporting Officer (MLRO) Provide strategic direction on managing AML and CFT risk, and ensure to properly identify and monitor AML/CFT risk Ensure compliance policies and procedures to be...