Head of Compliance

HEAD OF COMPLIANCE | REGIONAL FINANCIAL INSTITUTION | STRATEGIC LEADERSHIP HIRE We are partnering with a reputable regional financial institution that continues to expand its footprint across key Asian markets. With a focus on deepening cross-border corporate and institutional banking relationships, the firm is strengthening its governance and control...

Join to apply for the Section Head, Compliance Review (AML) role at Bank of Communications Co., Ltd. London Branch 3 days ago Be among the first 25 applicants Company Description Founded in 1908, Bank of Communications Co., Ltd. (Stock Code: 3328) is one of the oldest banks in China, acting as one of the country’s banknote-issuing institutions. The bank...

Lead and supervise a team to conduct compliance reviews, self‑assessments, and ad‑hoc projects per compliance plan and regulatory requirements. Conduct risk assessments and develop annual compliance review plan to identify and mitigate risks per internal policies and regulatory standards. Ensure compliance reviews are conducted effectively and meeting...

Get AI-powered advice on this job and more exclusive features. LIM Advisors Limited is a leading alternative investment manager based in Hong Kong, licensed by the Hong Kong Securities and Futures Commission (SFC) to carry on Type 9 (Asset Management) business. The LIM Group also has an investment research office in Tokyo. Founded in 1995 by George Long, our...

Risk and Compliance The Risk & Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of business to ensure that they effectively manage as "Risk Owners" the risks inherent in or arising from the conduct of their activities and for which they are responsible. Head of Compliance, Insurance The...

Do you want to play a pivotal role in one of the most vibrant financial markets globally? Are you excited about the chance to influence the future of banking in Hong Kong and lead the way in innovation and growth? If so, we have an exceptional opportunity for you! Banking Circle is a fintech and fun all in one. We are on a journey to become payment pioneers....

VP, Head of Surveillance and Trading Compliance, Legal and Compliance Join to apply for the VP, Head of Surveillance and Trading Compliance, Legal and Compliance role at BOCI 1 day ago Be among the first 25 applicants Perform advisory and monitoring tasks together with leading the team within the Surveillance and Trading Compliance function, as 2nd line of...

The Head of Global of Compliance is responsible for building, implementing, and continuously enhancing the firm’s global compliance program across all regulated and unregulated jurisdictions. This is a very senior, hands on leadership role with full ownership of compliance strategy, regulatory engagement, and day to day execution. The role requires deep...

Head of Regulatory Compliance CMB & GBM Some careers have more impact than others If you’re looking for a career where you can make a real impression, join Hang Seng and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, Hang Seng offers opportunities, support and...

Responsibilities Lead and supervise a team to conduct compliance reviews, self-assessments, and ad-hoc projects per compliance plan and regulatory requirements. Conduct risk assessments and develop annual compliance review plan to identify and mitigate risks per internal policies and regulatory standards. Ensure compliance reviews are conducted effectively...