Section Head, Compliance Review
5 days ago
Responsibilities Lead and supervise a team to conduct compliance reviews, self-assessments, and ad-hoc projects per compliance plan and regulatory requirements. Conduct risk assessments and develop annual compliance review plan to identify and mitigate risks per internal policies and regulatory standards. Ensure compliance reviews are conducted effectively and meeting the deadlines, and provide practical recommendations to address compliance review findings for internal stakeholders. Assess, review, and report material deficiencies to senior management with recommendations for remediation and system enhancements. Act as primary liaison for AML/CFT matters with regulatory authorities, Head Office, and auditors. Coordinate AML/CFT reviews conducted by the regulatory authorities, Head Office, external & internal auditors, and follow up on remediation plans. Prepare management responses and remediation plans to address regulator examination findings, ensuring full compliance. Review internal risk and governance framework on a regular basis to ensure alignment on regulatory requirements and business operations. Qualifications Bachelor’s degree in Law, Accounting, Finance, Business Administration, or equivalent. Minimum 10 years of FCC/AML compliance, business operational review, audit experience in banking/financial institutions. knowledge of HKMA, SFC, IA regulations, AML guidelines, KYC, and compliance review processes. Familiar with banking operations, systems, products, and services. Proficient in written and spoken English, Chinese, and Mandarin. CAMLP or AAMLP certification highly recommended. ECF achievement is a strong advantage. The above post requires proficiency in English, Cantonese and Putonghua. We offer attractive remuneration package to the right candidates. Please send your full resume with expected salary to The Human Resources Manager, Bank of Communications Co., Ltd., 10/F, Bank of Communications Tower, 231-235 Gloucester Road, Wan Chai, Hong Kong , or fax to , or e-mail to (via CTgoodjobs Apply Now) . Data held by the Bank relating to employment applications will be kept confidential and used only for consideration of applications. The bank may also refer suitable applicants to other vacancies within the Group. All personal data of unsuccessful applicants will be destroyed after the recruitment exercise. A copy of Personal Information Collection Statement is available upon request. #J-18808-Ljbffr
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Section Head, Compliance Review
1 week ago
Hong Kong Island, Hong Kong SAR China Bank of Communications Co., Ltd. London Branch Full timeJoin to apply for the Section Head, Compliance Review (AML) role at Bank of Communications Co., Ltd. London Branch 3 days ago Be among the first 25 applicants Company Description Founded in 1908, Bank of Communications Co., Ltd. (Stock Code: 3328) is one of the oldest banks in China, acting as one of the country’s banknote-issuing institutions. The bank...
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Section Head, Compliance Review
2 weeks ago
hong kong, Hong Kong SAR China Bank of Communications Co., Ltd. Hong Kong Branch Full timeLead and supervise a team to conduct compliance reviews, self‑assessments, and ad‑hoc projects per compliance plan and regulatory requirements. Conduct risk assessments and develop annual compliance review plan to identify and mitigate risks per internal policies and regulatory standards. Ensure compliance reviews are conducted effectively and meeting...
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Section Head
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Section Head, Client Management
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Hong Kong Island, Hong Kong SAR China Bank of Communications (Hong Kong) Limited Full timeJoin to apply for the Section Head, Client Management (Private Banking Services) role at Bank of Communications (Hong Kong) Limited Company background: Bank of Communications Co., Ltd. is a long-established bank with a global presence and a focus on wealth management and international expansion. Responsibilities Manage private banking client account...
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AML Compliance Review Lead
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Hong Kong Island, Hong Kong SAR China Leadingnation Full timeA prominent financial institution in Hong Kong seeks a seasoned compliance leader to oversee AML/CFT compliance and risk assessments. The ideal candidate will bring over 10 years of experience in FCC/AML compliance, possess strong knowledge of regulatory frameworks, and demonstrate proficiency in English, Cantonese, and Mandarin. This role involves leading a...
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Hong Kong Island, Hong Kong SAR China Bank of Communications Co., Ltd. London Branch Full timeOverview Section Head, Branch Operations Management – Bank of Communications Co., Ltd. London Branch Company Description Founded in 1908, Bank of Communications Co., Ltd. (Stock Code: 3328) is one of the oldest banks in China. The bank has a global network with overseas centers and subsidiaries, focusing on international expansion and wealth management....
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Hong Kong Island, Hong Kong SAR China Bank of Communications Co., Ltd. London Branch Full timeJoin to apply for the Section Head, Audit role at Bank of Communications Co., Ltd. London Branch . 2 weeks ago | Be among the first 25 applicants Company Description Founded in 1908, Bank of Communications Co., Ltd. (Stock Code: 3328) is one of the oldest banks in China and a former banknote-issuing institution. Listed on the Hong Kong and Shanghai stock...
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Hong Kong Island, Hong Kong SAR China The Bank of East Asia (BEA) Full timeCompliance Strategy & Data Science Manager - Compliance Strategy & Governance Section Be among the first 25 applicants. Get AI-powered advice on this job and more exclusive features. Direct message the job poster from The Bank of East Asia (BEA) Senior Talent Acquisition Manager, The Bank of East Asia Responsibilities Assist Section Head and Compliance...
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Head of AML Compliance
2 weeks ago
hong kong, Hong Kong SAR China Bank of Communications Co., Ltd. Hong Kong Branch Full timeA major banking institution in Hong Kong is seeking an experienced compliance professional to lead and supervise compliance reviews and manage AML/CFT relations. The ideal candidate will have over 10 years of experience in financial compliance and a strong knowledge of regulatory frameworks like HKMA and SFC. Proficiency in English, Chinese, and Mandarin is...
