Regulatory Lead — Securities Dealing

A leading financial institution is seeking a Regulatory Compliance Manager to provide compliance advice and develop effective solutions for risk management. This role requires at least 5 years of compliance experience, including dealings with regulatory authorities. Strong communication and interpersonal skills are essential. Competitive compensation and...

A leading financial services firm in Hong Kong is seeking an experienced professional to execute dealing orders for global securities and futures, while also handling account opening queries and client's instructions. The ideal candidate should hold relevant licenses and possess at least 1 year of experience in stocks and futures trading. The position offers...

Responsibilities: Work closely with our Account Executives or clients in executing both local and overseas futures trading orders accurately and efficiently; Assist our Responsible Officer(s) in managing daily operations; Involve in the matching of day-end transaction records. Assist in assigned ad hoc projects Requirements: Bachelor Degree, preferably in...

A financial services firm in Hong Kong is seeking an Associate to provide accurate trade execution for various products, including HK and overseas securities. The ideal candidate will ensure compliance with regulations and assist in client account management while supporting IT to optimize trading platforms. Candidates should possess a relevant bachelor’s...

Execute dealing orders for global securities and futures market Handle clients’ enquiries on the account opening process Handle daily phone/online enquiries and perform clients’ account instructions Monitor client’s orders and margin level, conduct margin call when necessary Match daily transaction records and trade position and compile various trading...

Responsibilities: Work closely with our Account Executives or clients in executing both local and overseas futures trading orders accurately and efficiently; Assist our Responsible Officer(s) in managing daily operations; Involve in the matching of day-end transaction records. Assist in assigned ad hoc projects Requirements: Bachelor Degree, preferably in...

Add expected salary to your profile for insights Supervise the dealing, customer services and settlement department Execute dealing in securities including HK stocks and US stocks Supervise in the front and back office system set up (Et Trade) Formulate, review and update internal procedures, operation manual and compliance manual to ensure front line...

Join to apply for the ED, Advisory & Dealing, Credit role at Standard Chartered. Get AI-powered advice on this job and more exclusive features. Job Summary As an integral member of Standard Chartered's Private Bank, the ED, Advisory & Dealing, Credit role focuses on advancing the fixed income product offerings to align seamlessly with the bank's...

Job Summary As an integral member of Standard Chartered's Private Bank, the ED, Advisory & Dealing, Credit role focuses on advancing the fixed income product offerings to align seamlessly with the bank's comprehensive wealth management and investment advisory strategies. This role entails deep engagement with private banking clients to deliver customized...

A leading financial institution in Hong Kong seeks a finance professional with at least 12 years of experience in the securities industry. The ideal candidate will prepare financial statements and manage cash flow, while adhering to regulatory standards. A degree in finance or accountancy along with qualifications such as HKICPA or ACCA is essential. Strong...