Head of Operations and Dealing
3 days ago
Add expected salary to your profile for insights Supervise the dealing, customer services and settlement department Execute dealing in securities including HK stocks and US stocks Supervise in the front and back office system set up (Et Trade) Formulate, review and update internal procedures, operation manual and compliance manual to ensure front line business in compliance with the latest regulatory requirement Conduct margin account ongoing monitoring and follow up margin call status Support product development and risk rating Review and submit FRR Oversee the daily market, monitor clients’ securities transactions and identify emerging risk and control issue. Requirements Degree holder in Finance or other related disciplines 5-10 years working experience in securities firms or financial organization Current holder of SFC Responsible Officer License for Type 1 and 4 Familiar with various investment products, especially Hong Kong stocks, US stocks and derivatives products Excellent leadership and communication skills Well versed spoken Cantonese, Mandarin and English Unlock job insights Salary match Number of applicants Skills match How many years' experience do you have in the financial services industry? How many years' experience do you have as a Head of Operations? How many years' experience do you have with investment fund management? How many years of asset management experience do you have? Which of the following statements best describes your right to work in Hong Kong? How many years of sales management experience do you have? What's your expected monthly basic salary? Which of the following languages are you fluent in? FFG is an independent financial institution proficient in providing asset management, investment advisory and risk management services to our high net worth clients. We are a local company that set our foot in Hong Kong almost 15 years ago and solidly built up our core competencies. We set our vision to serving global Chinese entrepreneurs as we believe we truly understand their growing demand in financial services with a unique combination of cultural fit as well as timely services driven by technology. We invite talents who has an ambition to build the future of wealth management to join us. To help fast track investigation, please include here any other relevant details that prompted you to report this job ad as fraudulent / misleading / discriminatory / salary below minimum wage. #J-18808-Ljbffr
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