Assistant Manager, Business Compliance Periodic Review Team

A leading financial institution in Hong Kong is seeking an Assistant Manager for the Business Compliance Periodic Review Team. The role focuses on conducting CDD and EDD reviews for Medium and High Risk customers, managing AML assessments, and ensuring compliance with timelines. Candidates should have experience in customer communication, transaction...

KYC Periodic Review Analyst (Global Investment Bank) Perform periodic KYC reviews for wealth management clients (Individual, Trusts) for all risk levels. Ensure all client documentation is accurate, complete, and up to date in accordance with regulatory requirements, with focus on Source of Wealth and Total Net Worth. Identify and escalated potential AML...

Conyers is a leading international law firm with a broad client base including FTSE 100 and Fortune 500 companies, international finance houses and asset managers. The firm advises on Bermuda, British Virgin Islands and Cayman Islands laws, from offices in those jurisdictions and in the key financial centres of Hong Kong, London and Singapore. Compliance...

A global investment bank in Hong Kong is looking for a KYC Periodic Review Analyst to perform periodic reviews for wealth management clients. Responsibilities include ensuring accurate documentation, identifying AML risks, and conducting risk assessments. Candidates should have 2-3 years of experience in the field, excellent attention to detail, and strong...

Manager, Customer due diligence (Periodic Review), Corporate Banking Chong Hing Bank Limited Founded in 1948, Chong Hing Bank is a well‑established commercial bank in Hong Kong with a network of more than 40 branches and sub‑branches. The Bank became a member of Yuexiu Group, one of the largest state‑owned enterprises in Guangzhou, in 2014. In recent...

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....

Partner with Business Units to conduct CDD to ensure full compliance with AML/KYC related policies and regulatory requirements during corporate banking customer onboarding and CDD reviews. Effectively and efficiently manage CDD reviews and onboarding requests to ensure timely completion. Maintain a high standard of excellence in handling internal customer...

A leading international law firm in Hong Kong is seeking a Compliance Review Assistant to join its Corporate Services team. This role involves assisting with compliance reviews, document checks, and projects assigned by supervisors. The ideal candidate should have at least 3 years of experience in auditing or related fields, excellent communication skills in...

Responsibilities Develop and implement the Risk and Compliance governance structure for the insurance businesses; Coordinate with the 1st line Compliance and the Group Legal to enable the insurance businesses are operating in strict compliance with relevant laws, regulations and internal policy guidelines; Provide regulatory compliance advice and insight to...

Business & Regulatory Compliance Manager, Regional Corporate Bank Regional Corporate Bank & HKMA regulated Biz, General & Regulatory Compliance Advisory Small Team & Work-life Balance Our Client Immediate opening for experienced compliance manager to provide comprehensive regulatory advisory for corporate & global markets businesses. Job Duties Manager in...