Compliance Risk Manager
7 days ago
Employment Type: Full time
Departments: Hong Kong Branch
Job Functions: Risk Management
Responsibilities:
- Formulate and update compliance risk and KYC policies and procedures in light of the latest regulatory requirements and market practices.
- Provide advice to frontline and other relevant units on compliance risk and KYC related matters.
- Conduct and improve transaction monitoring process.
- Prepare compliance risk and KYC Management reports.
- Coordinate and manage assigned compliance risk and KYC projects.
- Review Enhanced Due Diligence (EDD) / high risk customer on-boarding cases and relevant KYC documents submitted by business.
- Undertake risk assessment on the Bank’s new product offering from compliance risk/AML perspective.
- Deliver compliance risk and AML trainings and maintain the Bank’s AML training plan.
- Perform ad-hoc tasks as assigned from time to time.
- Degree or above in Business Administration, Finance, Economics or relevant disciplines.
- 3 years' experience or above in compliance risk management, anti-money laundering, transaction monitoring or screening.
- Strong analytical skills and ability of independent assessment.
- Good communication and organization skills.
- Good command of both spoken and written English and Chinese. Fluent in Mandarin will be an advantage.
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