Responsible Officer with SFC Type 4

5 days ago

Hong Kong Island, Hong Kong SAR China CENTURY CITY ASSETS MANAGEMENT (HK) LIMITED Full time

Responsible Officer with SFC Type 4 & 9 licenses Add expected salary to your profile for insights Implementation of investment strategies and policies to achieve strategic return and meet risk objectives Screen investment projects, prepare analysis at various stages and be responsible for the trade execution Conducting investment research, modelling and valuations Sourcing and leading deal negotiations Managing the entire investment process from deal screening, deal structuring, due diligence, documentation and closing, post‑closing investment monitoring to exit Cultivating and maintaining strong and productive relationships with clients, co‑investors and strategic partners Working closely with key stakeholders to ensure key performance indicators are being met Ensure that the investment portfolios comply with legal, regulatory, audit and tax requirements Job Requirements Educated to minimum Master’s level (i.e. MBA, Masters of Finance and etc.), preferably with post‑graduate/professional qualifications (e.g. CFA, CAIA and etc.) Attainment of the required SFC licenses (i.e. No. 4 & 9) to function as the fund’s Responsible Officer Significant working experience in mainland China At least 5 years progressive leadership experience in financial investment, financial analysis and private investment funds Proven track record in managing investment portfolios Strong experience in deal origination and execution Extensive network with local VCs, incubators and entrepreneur communities Deep theoretical and practical understanding of portfolio management techniques Excellent presentation and persuasion skills Competent in financial analysis, modelling and negotiation skills Fluent spoken and written English, Mandarin and Cantonese is a must Works well under pressure and frequent tight deadlines Your application will include the following questions: Which of the following statements best describes your right to work in Hong Kong? What's your expected monthly basic salary? How many years' experience do you have as a Responsible Officer? #J-18808-Ljbffr

  • Responsible Officer

    5 days ago

    Hong Kong Island, Hong Kong SAR China Wisdom Pro Holdings Limited Full time

    Responsible Officer (SFC Type 1, 4 / Type 4, 9) We are a financial organization in the heart of Central, Hong Kong, and planning to open a new licensed company to carry out SFC Type 1, 4 and 9 regulated activities. You will be the person responsible to establish the new licensed company, overseeing and ensuring that all business activities comply with SFC...

  • Responsible Officer

    5 days ago

    Hong Kong Island, Hong Kong SAR China Aptitude Connect Limited Full time

    Our client is a newly incorporated company aiming to apply for an SFC license to conduct Type 4 and Type 9 regulated activities in Hong Kong (not holding client assets, PI only). They plan to manage private fund investing in tokenized products. Currently, they are seeking 1 Responsible Officer to join their team. Candidates with experience in asset...

  • RESPONSIBLE OFFICER

    3 days ago

    Hong Kong Island, Hong Kong SAR China HK Montage Full time

    With the expansion of the are of investment, a Hong Kong listed company engaged in property development and investing in ventures related to its core businesses and associated industries is looking for a ResponsibleOfficer (Type 4 & Type 9): Responsibilities Act as Responsible Officer to supervise SFC Type 4 and9 regulated activities Provide research support...

  • Responsible Officer

    5 days ago

    Hong Kong Island, Hong Kong SAR China QMIS Capital Management Limited Full time

    Responsible Officer for Licensed Corporation (Types 1, 4 and 9) VSFG Asset Management Limited Job Responsibilities Serve as the Responsible Officer for the Company’s Type 1, 4 & 9 regulated activities, with the management responsibilities and duties to supervise and/or operate the SFC’s granted regulated activities businesses ; Perform daily operation...

  • SFC Responsible Officer

    5 days ago

    Hong Kong Island, Hong Kong SAR China Jinluo Securities Limited Full time

    SFC Responsible Officer (Type 1 & 4 & 9) Jinluo Securities Limited, a leading financial services firm, is seeking a highly skilled SFC Responsible Officer (Type 1 & 4 & 9) to join our dynamic team in the Wan Chai District. In this full‑time role, you will play a crucial part in ensuring the firm's compliance with regulatory requirements and driving the...

  • Responsible Officer

    5 days ago

    Hong Kong Island, Hong Kong SAR China Aptitude Connect Limited Full time

    Our client is a newly incorporated company planning to apply for an SFC license to carry out Type 1, 4, 9 of Regulated Activities (hold client asset, PI only) in Hong Kong. Proposed business of the company include fund management, investment immigration, and OTC product distribution. They are currently seeking two Responsible Officers to join their team....

  • Responsible Officer

    5 days ago

    Hong Kong Island, Hong Kong SAR China 313 Capital Management Limited Full time

    Responsible Officer (SFC Type 4, 9) & Head of Operations Key Responsibilities: Develop and implement all necessary policies, procedures and internal controls required with regulatory requirements. Design and establish the compliance framework, including AML/CFT, risk management, and operational procedures. Oversee, manage, and ensure the activities are in...

  • •SFC Type 4&9 Responsible Officer

    3 days ago

    Hong Kong Island, Hong Kong SAR China Redbridge Capital Management Limited Full time

    • SFC Type 4&9 Responsible Officer (RO) and Director Add expected salary to your profile for insights Attractive remuneration and performance bonus Competitive fringe benefits (wedding leave, group medical and dental insurance, work-life balance) Clear career progression and senior management exposure Key Responsibilities Serve as OMO MIC and Type 4&9 RO,...

  • SFC Type 4

    5 days ago

    Hong Kong Island, Hong Kong SAR China E-passion Corporate Service Limited Full time

    A corporate service provider in Hong Kong is seeking a Responsible Officer for Type 4 and 9 licenses. You will manage daily operations, oversee compliance with regulations, and design the compliance framework. The ideal candidate holds an SFC accreditation and possesses sound regulatory knowledge along with experience in compliance systems. Fluency in...

  • Senior SFC Responsible Officer Type 1/4/9 Compliance

    5 days ago

    Hong Kong Island, Hong Kong SAR China HIGGS FINTECH LIMITED Full time

    A leading fintech company in Hong Kong is seeking an SFC licensed representative to act as a Responsible Officer for Type 1, 4, and 9 regulated activities. You will assist with license applications and ensure compliance with SFC regulations. Candidates should possess a Bachelor's degree and at least 5 years of experience in the financial services industry....