Officer, Wealth Management Operations

Job Description: JOB SUMMARY Wealth Solutions Operation Department (herein “WMO”) is at the heart of Wealth Solutions business and bridges various stakeholders to work as one. The department is responsible to setup the products internally, execute, clear, settle the transactions, and resolve any problems derived from above activities. The department is also accountable to engineer and perform control processes to remediate the inherent risk in operational activities and to drive the efficiencies and digitalization at the same time. RESPONSIBILITIES Strategy Wealth Solutions Operation Department (herein “WMO”) is at the heart of Wealth Solutions business and bridges various stakeholders to work as one. The department is responsible to setup the products internally, execute, clear, settle the transactions, and resolve any problems derived from above activities. The department is also accountable to engineer and perform control processes to remediate the inherent risk in operational activities and to drive the efficiencies and digitalization at the same time. Business The team is expected to perform day-to-day tasks and its derivative jobs if applicable including but not limited to 1) Products setup in the system 2) Transactions input and data maintenance 3) Confirmation and payment processes 4) Reconciliation and other control processes 5) Liaison with frontlines for the exceptional cases 6) Cooperation with product managers and technology to drive projects. Processes The role is setup under team to provide operational support to Equity, Mutual Funds and Treasury business of HK Wealth Solutions. This role is expected to perform day-to-day tasks and its derivative jobs if applicable including but not limited to 1) Products setup in the system 2) Transactions input and data maintenance 3) Confirmation and payment processes 4) Reconciliation and other control processes 5) Liaison with frontlines for the exceptional cases 6) Cooperation with product managers and technology to drive projects. People & Talent Quick learner with proven academic record Being logical and analytical, good reasoning ability Team player and open mindset Good common sense Self-driven and diligent Proficient English skill Experience in Financial industry or banking Operations is preferred Risk Management To ensure proper risk management controls on daily operational matters are imposed without breaching the Securities and Futures Ordinance and other relevant regulations. Governance To support the operations in meeting its obligations on the prevention of money laundering under the Group’s Policies and Standards, and, under local laws and regulations. Regulatory & Business Conduct Display exemplary conduct and live by the Group’s Values and Code of Conduct. Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct. Effectively and collaboratively identify, elevate, mitigate and resolve risk, conduct and compliance matters. Lead to achieve the outcomes set out in the Bank’s Conduct Principles Our Ideal Candidate Fluent in English and Putonghua Microsoft Office (Excel, Word, PowerPoint, etc.) Knowledgein investment products including equity, mutual fund, fixed income, structured product Positive and can-do attitude ## More Job Information Job Function 銀行 · 金融服務 - 一般 · 其他 Location 觀塘 Employment Term 全職 #J-18808-Ljbffr