Equities compliance

An international financial services firm is seeking an experienced Equities Compliance Officer to join its expanding markets compliance team. This role focuses on compliance with sales and trading regulations and requires over 8 years of compliance experience. Applicants should have a degree in accounting, law, or business. The position offers a hybrid...

An international financial institution is seeking a compliance candidate to join its market compliance team. Key Responsibilities: Support the senior in managing the company’s compliance with applicable laws, regulations, and internal policies. Assist the senior with audit-related matters. Identify, assess, and implement regulatory changes impacting the...

About the role Pathology Associates is seeking an Equity Sales professional to join our team. In this full‑time, remote work role, you will be responsible for providing expert investment advice on HKEX and TSE listed biotech and pharmaceutical companies to our institutional clients. What you'll be doing Developing and maintaining strong relationships with...

An international financial services firm is seeking an experienced equities compliance professional to join its expanding market compliance team. My client is looking for an experienced Equities Compliance Officer to support their markets business, primarily focusing on Equities Sales and Trading, as well as the electronic trading project. Key...

An international financial institution in Hong Kong seeks an experienced compliance candidate to join its market compliance team. The role includes managing compliance with applicable laws, assisting with audits, and advising on regulatory changes. Ideal candidates should have a degree in a relevant field and at least 5 years of compliance experience. Strong...

An international financial institution in Hong Kong is looking for a compliance candidate to join its market compliance team. This role involves supporting compliance with laws and regulations, providing advisory support, aiding in audit matters, and implementing regulatory changes. Candidates should have a degree in accounting, business, or law, along with...

We are seeking a detail‑oriented Associate in Cash Equities Operations to support post‑trade functions for cash securities. The successful candidate will be responsible for ensuring timely clearing, settlement, and exception investigation of cash securities and related transactions in the Asia‑Pacific markets while delivering exceptional customer...

We are seeking an experienced and detail-oriented individual to join our team as an AVP in the Middle Office for Equity Derivatives. The ideal candidate will have a robust understanding of structured products and derivatives, along with a strong background in trade support and operations functions. Responsibilities Oversee middle office operations related to...

A leading FinTech startup is looking for a Finance and Accounting Manager to oversee financial operations. This role involves trading activities, financial reporting, and regulatory compliance. The ideal candidate will have a degree in Finance/Accounting and experience in trading. You'll work closely with the CEO in a dynamic environment, facilitating growth...

Overview Join to apply for the Senior Associate, Compliance role at HarbourVest Partners . This position reports to the Head of Asia Compliance, based in Singapore. The role is based in Hong Kong and follows a hybrid work arrangement, with a minimum of 3 days per week in the office. HarbourVest is an equal opportunity employer. The description reflects...