Senior Equities Compliance VP | Hybrid

An international financial institution is seeking a compliance candidate to join its market compliance team. Key Responsibilities: Support the senior in managing the company’s compliance with applicable laws, regulations, and internal policies. Assist the senior with audit-related matters. Identify, assess, and implement regulatory changes impacting the...

An international financial services firm is seeking an experienced equities compliance professional to join its expanding market compliance team. My client is looking for an experienced Equities Compliance Officer to support their markets business, primarily focusing on Equities Sales and Trading, as well as the electronic trading project. Key...

An international financial institution in Hong Kong seeks an experienced compliance candidate to join its market compliance team. The role includes managing compliance with applicable laws, assisting with audits, and advising on regulatory changes. Ideal candidates should have a degree in a relevant field and at least 5 years of compliance experience. Strong...

A leading financial services provider in Hong Kong is seeking a VP/Associate Director for Asia Equities Client Strategy. This role involves leading client strategy development and execution, transforming insights into actionable plans for revenue growth, and fostering collaboration across teams. Candidates should have over 10 years of experience, a track...

A global asset management firm is seeking a Senior Investment Analyst to join their Asia Equities Team based in Hong Kong. This role primarily involves regional valuation analysis, industry research focused on Hong Kong/China markets, and collaboration with portfolio management. Candidates should have a Bachelor’s degree, 5-10 years in financial analysis,...

A leading investment banking group is seeking a VP of Change Management in Hong Kong. This role involves leading strategic operational changes and collaborating with stakeholders to align with the bank's objectives. Candidates must have over 8 years in relevant roles, excellent analytical skills, and strong language proficiency in English and Chinese. The...

A leading financial services firm in Hong Kong is looking for a Vice President in Equity Finance Credit Risk Management. The role requires a minimum of 7 years' experience in a Prime Brokerage risk role, strong analytical skills in credit risk, and proficiency in Python programming. Responsibilities include monitoring credit risk exposures and engaging with...

A leading global asset manager in Hong Kong seeks a candidate for a trading role. This position involves executing trades across Asia, monitoring European equity trades, and generating FX orders. Ideal candidates should have a Bachelor’s degree, at least 3 years of relevant experience, strong communication skills, and a keen interest in financial markets....

A leading financial services provider in Hong Kong is seeking an Officer, Cash Equity Middle Office Intermediate Analyst. This role involves processing securities transactions and supporting the Cash Equity business in APAC. The successful candidate will need a Bachelor's degree and 3-6 years of relevant experience. Strong communication skills and knowledge...

A leading financial services company in Hong Kong is seeking an Associate Manager for Private Equity. This role requires strong accounting expertise and client management to oversee financial matters for private equity clients. The ideal candidate will have a degree in Accounting, 4 years of relevant experience, and CPA certification. Benefits include a...