Business Advisory Compliance

We are instructed on multiple compliance advisory roles covering global markets and electronic trading business with top-tier global financial institutions in Hong Kong. Being a compliance advisory member, you will provide compliance advice to APAC Equities and Electronic/ Algo Trading business, review and approve new products/ business initiatives, be...

Senior Compliance Advisor / Compliance Advisory Join to apply for the Senior Compliance Advisor / Compliance Advisory role at OCBC Purpose Of The Role The Compliance Advisor plays a critical role within the Central Compliance Team, ensuring the organization’s adherence to regulatory requirements, internal policies, and industry best practices. This...

Add expected salary to your profile for insights Service: Sustainability and Climate Solutions, ESG Advisory Location: Hong Kong Scope: We are looking for a young talent to join our expanding ESG advisory team in the Hong Kong office. Our ESG consultants will gain valuable exposure to diverse industries across our listed and unlisted clients, addressing...

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...

Senior Manager/Manager, Compliance Advisory We are seeking a highly skilled and experienced Senior Manager/Manager, Compliance Advisory to join our dynamic team in Hong Kong. This role will primarily focus on providing compliance advisory services for our retail banking and wealth management business, ensuring adherence to regulatory requirements and...

Assistant Vice President, Compliance (Product Advisory) Responsibilities: Advise management and relevant business units on compliance-related issues. Keep abreast of the latest legal and regulatory requirements and promote compliance awareness and culture. Assist the team in handling product advisory within relevant divisions, including Wealth Management,...

A reputable financial institution based in Singapore is seeking an Officer for AML Advisory to support compliance projects. The role includes evaluating and advising on AML risks, acting as a liaison with business units, and ensuring adherence to legal requirements. Ideal candidates will have a degree in finance, 2+ years of compliance experience, and strong...

Assistant Vice President, Compliance Advisory Job Purpose Assist Team Head in providing compliance advisory for the assigned portfolio (PBG/ WBG/ TMG) (“Specific Area”) in relation to licensing, investment, insurance, retail, corporate and Treasury Products to ensure the adherence to internal compliance control and relevant legal and regulatory...

A leading financial institution in Hong Kong is looking for an experienced Assistant Vice President in Compliance Advisory. In this role, you will support compliance across various banking products, assist in policy development, and ensure adherence to regulatory requirements. The ideal candidate should possess at least 8 years of relevant experience, a...

Sadella Advisory is a boutique M&A advisory group based in Hong Kong specialized in providing advisory services to corporate and financial institutions and MNCs in Asia Pacific with a particular focus on Southeast Asia, Europe and the Middle East. We are seeking a highly motivated team player who meets the following criteria as Senior Analyst / Associate /...