Assistant Manager, Corporate Compliance

Assistant Manager, Corporate Compliance (Investigation) Join to apply for the Assistant Manager, Corporate Compliance (Investigation) role at FWD Insurance . About FWD Group FWD Group (1828.HK) is a pan-Asian life and health insurance business serving approximately 34 million customers across 10 markets, including BRI Life in Indonesia. FWD’s...

Responsibilities To provide compliance advice and support on the daily operations, new business initiatives and insurance products. To review and maintain internal policies and procedures to ensure compliance with regulatory requirements. To conduct regular assessments and reviews on compliance issues including CRS, personal data issues, related party...

A leading insurance provider in Hong Kong is looking for an Assistant Manager, Corporate Compliance (Investigation). The role involves investigating misconduct and preparing compliance reports. Candidates should have a degree in law, accounting or business and at least 3 years of relevant experience in financial institutions. Fluency in English, Mandarin,...

Location: Kowloon Bay, Hong Kong In this office-based position you’ll experience a supportive approach to your wellbeing and continuous learning opportunities in our friendly and inclusive workplace. Find out more at computershare.com/flex. We give you a world of potential Achallenging opportunity has risen as we are hiring an Assistant Manager for our...

Be a team member of Corporate Risk & Compliance Department Responsibilities Participate in process optimisation projects/ initiatives to improve process efficiency, control effectiveness and customer experience. Conduct quantitative and qualitative review/analysis aiming to ascertain root cause of business/operation issues, identify opportunities in workflow...

A licensed bank in Hong Kong is seeking a KYC/CDD Assistant Manager to join their team. The role includes conducting KYC on individual and corporate clients, ensuring regulatory compliance, and managing discussions with stakeholders. Candidates should have a university degree and at least 2 years of experience in KYC/CDD in the banking sector. Proficiency in...

Responsibilities Provide practical compliance advice for business such as retail and institutional brokerage; Monitor business operations of SFC licensed corporates and formulate and update internal policies and procedures to ensure compliance with SFC standards; Provide staff training related to compliance guidelines and requirements; Liaise with SFC, HKEX...

Manager, Senior Manager, Regulatory Compliance Oversee the design and implementation of the compliance framework, systems, policies and procedures; Provide practical compliance advice in relation of retail, corporate and wealth management businesses, to ensure the Bank’s compliance with all applicable regulatory requirements; Handle day-to-day FATCA/CRS...

Assistant Manager / Manager, Compliance Department Reporting to Associate Director of Compliance Department, you are responsible for: Identify and assess compliance risks along with the Group’s development and daily operational activities; Develop and implement internal policies, procedures and control manuals for the Group; Perform regular compliance...

Responsibilities Assist the team in executing daily compliance monitoring to ensure business activities comply with relevant regulatory requirements in the insurance industry. Update and maintain internal compliance policies, procedures and manuals to ensure alignment with the latest regulatory standards. Support in handling enquiries, inspections and...