Enterprise Sales Specialist – Trade Surveillance

A financial services firm in Hong Kong is seeking a compliance specialist to develop a trade surveillance framework and monitor trading activities. The ideal candidate has a bachelor's degree in Finance or a related field, with 5–8 years of experience in trade surveillance or compliance within hedge funds. Strong knowledge of regulatory frameworks and the...

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Key Responsibilities Develop and implement a comprehensive trade surveillance framework that ensures compliance with regulations across all markets and jurisdictions we trade. Conduct day-to-day monitoring of trading activities to identify potential compliance issues, market abuse, insider trading, or other irregularities Investigate alerts and elevate...

Overview Develop and implement a comprehensive trade surveillance framework that ensures compliance with regulations across all markets and jurisdictions we trade. Conduct day-to-day monitoring of trading activities to identify potential compliance issues, market abuse, insider trading, or other irregularities. Investigate alerts and escalate issues to...

The Company Our client is a leading global fintech and payments organization focused on business banking solutions. With a strong presence in Asia and a reputation for innovation, they deliver state-of-the-art financial technology to SMEs and larger corporations, ensuring both scalability and regulatory compliance. The Team You will be part of the Financial...

We are partnering with a leading global investment manager to recruit a key member for their Global Trade Surveillance team. This is a high-visible and critical role in a best-in‑class global team, with the opportunity to establish and influence the control framework across the region. The Role: Establish a comprehensive trade surveillance control...

Perform transaction monitoring and trade surveillance tasks to ensure alerts generated from systems are fully and properly investigated Analyze, maintain and improve setting and implement changes to the trade surveillance system and parameters calibration Carry out investigation and prepare report for internal review/STR filing Collaborate with IT team and...

A leading global investment manager is seeking a key member for their Global Trade Surveillance team in Hong Kong. The role involves establishing a comprehensive trade surveillance control framework across all asset classes in the APAC region. The ideal candidate will have over 4 years of direct trade surveillance experience, preferably in APAC equities,...

A leading financial services firm in Hong Kong is seeking a Surveillance Officer to perform transaction monitoring and ensure that all alerts from trade surveillance systems are duly investigated. Candidates should have an undergraduate degree in Law, Accountancy, or Finance, along with experience in compliance and trade surveillance. The ideal candidate...

A global financial services firm in Hong Kong seeks a Surveillance Analyst to monitor trading activities and ensure compliance with regulations. This role requires over 5 years of relevant experience in compliance or surveillance, as well as knowledge of APAC regulations. The successful candidate will collaborate with various teams across the firm to analyze...