Regional Securities Compliance

Compliance Senior Associate - Regional Securities Firm Our client is a well-established regional securities firm, is seeking a motivated Compliance & Anti-Money Laundering (AML) Senimro Associcate to join their team. This role offers the opportunity to contribute to regulatory compliance, risk management, and business integrity in a dynamic financial...

About Our Client Our client is a well-established regional securities firm, is seeking a motivated Compliance & Anti-Money Laundering (AML) Senimro Associcate to join their team. This role offers the opportunity to contribute to regulatory compliance, risk management, and business integrity in a dynamic financial environment. Job Description Ensure strict...

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...

Opportunity for candidates without relevant experience to establish a career in the financial compliance field Promotion prospect will be offered to good performers to the role of Assistant Compliance Consultant Job Responsibilities Assisting compliance consultants to handle filings with the regulators e.g. Securities and Futures Commission Handling...

Join to apply for the Regional Security Lead, GCNA role at Control Risks Overview Control Risks is currently looking to hire a Regional Security Leader to support a global banking client, based in their Hong Kong office. The Security Lead will provide leadership and mentorship to a team of Country Security Managers and external vendors responsible for the...

A renowned regional securities firm in Hong Kong is seeking a motivated Compliance & Anti-Money Laundering Senior Associate to ensure strict adherence to regulatory standards and promote compliance awareness across the organization. The ideal candidate will have at least 3 years of compliance experience in the securities industry with solid knowledge of SFC...

Security Compliance and Audit Specialist Get AI-powered advice on this job and more exclusive features. Compliance Process Implementation Support Assist in maintaining the security compliance document library (e.g., SOP, Process & Procedure), track process execution (e.g., employee security training coverage, vulnerability scan frequency), and regularly...

Get AI-powered advice on this job and more exclusive features. Lead the formulation of security processes and standards covering the entire lifecycle of Web3 business (such as vulnerbility management, change management, smart contract auditing) to ensure compliance with regulatory requirements in Hong Kong (SFC) and other global regions. Design a security...

FCC Compliance AVP, Regional Private Bank AML/KYC/SOW/Surveillance Exp. with Private Banks Multiple Expansion Headcounts with Int’l Private Banks Our Client Multiple Expansion Permanent Headcounts for International Private Banks to search for experienced KYC/SOW/Transaction Monitoring Specialists to be part of the growing wealth management HKMA and MAS...

Business & Regulatory Compliance Manager, Regional Corporate Bank Regional Corporate Bank & HKMA regulated Biz, General & Regulatory Compliance Advisory Small Team & Work-life Balance Our Client Immediate opening for experienced compliance manager to provide comprehensive regulatory advisory for corporate & global markets businesses. Job Duties Manager in...