Compliance Senior Associate

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...

2 weeks ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. Trade surveillance - pre and post-trade monitoring, trade error review, and trade incident investigation and reporting Compliance housekeeping matters - Maintain accurate records and documentation relating to corporate and compliance activities,...

A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...

A leading financial institution in Hong Kong seeks a Senior Associate/Associate for its Compliance and Legal Affairs Department. This role involves handling regulatory applications, maintaining internal policies, and ensuring compliance with SFC regulations. Ideal candidates should possess a degree in law or finance and have 3-5 years of relevant experience....

A senior care organization in Hong Kong seeks a Human Resources Manager to manage employees' compensation, ensure compliance with local regulations, and oversee payroll processing at elderly homes. The ideal candidate will have over 3 years of supervisory experience, expertise in the HRIS system, and proficiency in MS Excel and bilingual communication. The...

Join to apply for the Associate, FATCA CRS, Compliance role at CLSA 2 weeks ago Be among the first 25 applicants Join to apply for the Associate, FATCA CRS, Compliance role at CLSA The FATCA Compliance Associate is responsible for the execution, monitoring and enforcement of compliance with Foreign Account Tax Compliance Act (FATCA) and Common Reporting...

A financial services consulting company based in Hong Kong is seeking a Compliance Consultant to provide ongoing compliance advice to clients, assist with on-boarding procedures such as AML and KYC, and handle regulatory inquiries. The ideal candidate will have a minimum of 3 years' experience in compliance, familiarity with legislation, and fluency in...

A renowned regional securities firm in Hong Kong is seeking a motivated Compliance & Anti-Money Laundering Senior Associate to ensure strict adherence to regulatory standards and promote compliance awareness across the organization. The ideal candidate will have at least 3 years of compliance experience in the securities industry with solid knowledge of SFC...

Optima Partners is a global regulatory compliance advisory and consulting firm with offices in New York, London, Chicago, San Francisco and Hong Kong. We provide advisory/consulting services to hedge fund and private equity fund managers, broker/dealers and investment banks. The firm prides on acting as a trusted adviser to some of the most internationally...