Regulatory Assurance Lead – Financial Services

A leading global consultancy in Hong Kong seeks an Associate/Senior for its Assurance FSI team to lead regulatory compliance projects. Candidates should have a degree in Finance or Accounting and relevant professional qualifications. The role entails advising financial services clients, preparing regulatory submissions, and assessing compliance frameworks....

A leading Chinese bank in Hong Kong is seeking a seasoned leader to head its Quality Assurance team. This role involves driving compliance in complaint resolution, monitoring customer service, and ensuring operational assurance with accountability for HKMA/HKIA cases. Ideal candidates will have over 5 years of complaint handling experience in retail or...

Quality Surveyor | Manufacturing Process Audit | Regulatory Compliance | Quality Assurance Join to apply for the Quality Surveyor | Manufacturing Process Audit | Regulatory Compliance | Quality Assurance role at Hong Kong Aero Engine Services Limited (HAESL) HAESL is a joint venture company between Rolls‑Royce plc and Hong Kong Aircraft Engineering Co....

A leading financial services organization in Hong Kong is seeking a Director of Policy Research to lead a research team in developing insightful policies for the financial services industry. Candidates must possess over 10 years of experience, including 5 years in senior management roles, along with strong analytical and communication skills. This role...

Consultant/ Senior Consultant - Regulatory & Financial Risk We help clients manage regulatory compliance, enforcement actions, financial crime, and other regulatory investigation related matters (excluding the practice of law). These services are usually in support of the Chief Compliance Officer, Chief Operating Officer, Internal Legal Counsel, External...

Experienced Manager - Audit & Assurance Services Our client SHINEWING (HK) CPA Limited is seeking a Experienced Manager - Audit & Assurance Services to join their team! This is a fantastic opportunity to lead and oversee audit engagements for a diverse client base in Hong Kong and China, with a specialized focus on listed entities and IPO advisory services....

Regulatory Compliance Testing & Assurance AVP/VP Excellent Worklife Balance & Job Security Regulatory Compliance Testing & Control Our Client Appointed by global private bank with 300 employees in APAC region to search for Regulatory Compliance Testing & Assurance Manager Job Duties Report to North Asia Head of Compliance Conduct periodic compliance testing...

A leading financial institution in Hong Kong is seeking a dedicated professional for the role of Lead, FCC Control. The candidate will lead a team responsible for identifying and managing financial crime risks through regular analysis and investigations. Key responsibilities include conducting root cause analyses, managing FCC projects, and streamlining...

Director of Policy Research - Financial Services Development Council The Financial Services Development Council (“FSDC”) was established by the HKSAR Government in January 2013. The FSDC engages the financial services industry of Hong Kong and formulates proposals to promote the further development of the industry and map out the strategic direction for...

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...