Chinese Investment Bank

5 days ago


Hong Kong, Hong Kong SAR China Gravitas Recruitment Group Full time

Key Responsibilities:

  • Conduct thorough research and analysis related to potential conflicts of interest.
  • Manage and maintain watchlists and restricted lists to ensure compliance with regulatory requirements.
  • Collaborate with the IBD team to assess and provide compliance guidance on transactions and activities.
  • Monitor market developments and assess their implications for compliance and conflict management.
  • Provide timely and accurate compliance advice to internal stakeholders regarding regulatory matters.
  • Assist in the development and implementation of control room policies and procedures.
  • Participate in training and awareness programs to promote compliance culture within the organization.

Qualifications:

  • Bachelor's degree in Finance, Business Administration, Law, or a related field.
  • Minimum of 3 years of experience in a control room or compliance role within a financial institution.
  • Strong understanding of regulatory requirements and compliance frameworks.
  • Excellent research, analytical, and problem-solving skills.
  • Effective communication skills, with the ability to convey complex information clearly.
  • Strong attention to detail and ability to manage multiple tasks simultaneously.
  • Proficient in Microsoft Office Suite and compliance-related software.

Our client offers excellent remuneration package to the right candidate. Interested parties please kindly reach out to Eunice Lee at 3907 0744/ e.lee@gravitasgroup.com for a confidential discussion.



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