Director/SVP – Investment Products Compliance

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Business Function As the leading bank in Asia, DBS Consumer Banking Group is in a unique position to help our customers realise their dreams and ambitions. As a market leader in the consumer banking business, DBS has a full spectrum of products and services, including deposits, investments, insurance, mortgages, credit cards and personal loans, to help...

Job SummaryAs a Compliance Expert - Investment Products, you will provide critical guidance on rules and regulations related to investment products, including PE/VC/Hedge Funds, Fixed Income, Structured Products, and Derivatives. You will be responsible for assisting with regulatory inquiries, surveys, and examinations, collaborating with internal...

Company OverviewThe Ark Group International (Hong Kong) Limited is a renowned institution dedicated to providing expert services in the realm of investment products. We are seeking an exceptional Compliance Expert to join our team, who will play a pivotal role in ensuring the integrity and adherence to regulations in our operations.Job DescriptionWe are...

Job Description : Director , Investment Risk , Enterprise Asset Management Location: Hong Kong Working within the Risk and Compliance, Enterprise Asset Management Team, this position plays a key role in providing oversight and challenge of investment risk practices and initiatives across the General Account and Segregated Account assets of Sun...

Company Overview: Ark Group International (Hong Kong) Limited is a leading company in the financial industry, and we are currently seeking a highly skilled Compliance Risk Manager to join our team.Salary: HK$800,000 - HK$1,200,000 per annumAbout the Role: We are looking for a seasoned Compliance Risk Manager with a strong background in investment products to...

Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

North Asia Regulatory & Product Compliance Director, Top Ranking European Private Bank Top Ranking Pure Play Swiss Based Private Bank Our Client Representing the most sustainable Global Private Bank with established operations in over 20 locations to search for Regulatory & Product Compliance Director. Job Duties Report to North Asia Head of Compliance...

At Prudential plc, we're committed to creating a culture of inclusion and diversity, where our people can thrive and make a meaningful impact. Our purpose is to be partners for every life and protectors for every future. We're looking for a talented individual to join our team as a Compliance Director to support our Director, Distribution Compliance and...

**About Us** At Global Sage Hong Kong, we are a leading investment firm that prides itself on delivering exceptional results through innovative deal-making. **Job Title:** Strategic Investment Director **Estimated Salary:** 850,000 HKD per annum **Company Overview:** We are seeking an experienced Strategic Investment Director to join our team in Hong...

Job Description : Job Responsibilities Support the Investment Manager Compliance Program functions and compliance programs would include the following: 1. Compliance Program management; 2. Compliance Manuals, Policies & Procedures; 3. Monitoring & Testing; 4. AML; 5. Training; 6. Regulatory Filings; 7. Errors & Exceptions; 8. Valuations &...

Core Responsibilities Product Development: Innovate and manage a robust PB product platform that caters to various risk appetites and return expectations. Resource Utilization: Leverage the strengths in effective product sourcing with synergy amount the subsidiaries of group. Strategic Sourcing: Craft and execute an open architecture strategy to integrate...

A global fund management business is seeking an Investor Relations Director to join their team in Hong Kong. The role will focus on developing long-term, sustainable investor relationships in Asia and beyond.Key responsibilities will include:Developing and managing a group of quality investor relationships for a high-performing real estate debt...

About FWD Life Insurance CorporationFWD Life Insurance Corporation is a leading pan-Asian life insurance business with over 11 million customers across 10 markets. Our mission is to make the insurance journey simpler, faster and smoother, with innovative propositions and easy-to-understand products, supported by digital technology.The RoleWe are seeking a...

Job Description We are seeking a skilled Compliance Specialist to join our team at Société Générale Assurances. As an Executive Director, Risk Management Compliance, you will play a crucial role in advising and overseeing the Equities & Equity Derivatives business with respect to their management of regulatory and reputational risk. Key...

Job DescriptionWe are seeking a skilled Strategic Investment Director to join our team at Unicorn Advisor (HK) Limited.Key Responsibilities:Develop and implement investment strategies across various asset classes, including securities, funds, and structured products.Provide regular market commentary and investment briefings to sales teams to inform their...

Key Responsibilities:As a Product and Portfolio Director, Private Wealth Management, you will lead the end-to-end product development process, from ideation to launch, ensuring timely and successful delivery. You will work closely with all stakeholders, including internal partners, vendors, and regulators, to ensure workflow, sales, and operational processes...

At 0786 Deutsche Bank Aktiengesellschaft, Filiale Hongkong, we are seeking a seasoned professional to fill the role of CAO - Head of Markets Compliance, Hong Kong - Director. This position is responsible for leading our Compliance Programme within Hong Kong Markets and ensuring timely escalation of material matters that impact Markets Hong Kong.The ideal...

We are seeking an experienced Director to join our APAC Investment Platform leadership team in Hong Kong or Singapore.This role is a key part of ensuring Wellington has a world-class global investment platform with excellent investment results, capabilities, infrastructure, talent, and products to meet the evolving needs of clients now and in the future.The...